- Morgan Stanley (Purchase, NY)
- …that balances personal lifestyles, perspectives and needs is an important part of our culture. Wealth Management Operational Risk sits within the 1stline ... benefit programs. * * #LI-AJ1 **Job:** ** Wealth Management * **Title:** * Wealth Management Operational Risk Issue Management / Data and… more
- Citigroup (Tampa, FL)
- ** Operational Risk Management (ORM)- Data Risk is part of Citi's second line of defense (2LoD). Our mission is to drive comprehensive and consistent ... Wealth organizations on all elements pertaining to data risk in close coordination with the business operational...financial services products and processes, to include exposure to operational risk management within this… more
- US Bank (Minneapolis, MN)
- …in their assigned Line of Business (Consumer, Business Banking, Payments, or Wealth Management ), Risk /Compliance/Audit (RCA) Consultants, and other RCA ... function, oversee the successful creation, implementation, and maintenance of an effective risk management framework. Lead projects and/or activities that ensure… more
- Citigroup (Miami, FL)
- …in the areas of in-business controls, controls design, controls testing, internal audit, operational risk management .** **Strong understanding of risk ... Wealth , which is to be the leading wealth management provider globally. As we embark...**Education:** **Bachelor's/University degree, Master's degree preferred.** **Job Family Group:** Risk Management **Job Family:** Business Risk… more
- Truist (Coral Gables, FL)
- …industry experience in a financial institution with emphasis in operations, supervision and/or risk management 3. FINRA Series 24 4. Knowledge of retail ... financial institutions with emphasis in operations, supervision, compliance, and/ or risk management 5. Knowledge of securities markets and the retail brokerage… more
- Morgan Stanley (Pepper Pike, OH)
- *POSITION SUMMARY:* The Wealth Management Analyst/Associate is often the first point of contact with clients on a broad array of services related to account ... the firm to respond quickly and accurately to client questions and concerns. The Wealth Management Analyst/ Associate is an integral member of the advisory team… more
- Morgan Stanley (Menlo Park, CA)
- *POSITION SUMMARY:* The Wealth Management Analyst's responsibilities include producing strategy reports, synthesizing client/prospect data to develop customized ... clients and creating and executing marketing strategies to attract new clients. The Wealth Management Analyst focuses on servicing clients by understanding their… more
- Comerica (Charlotte, NC)
- …safeguarding our customers and colleagues. BRCOs are critical to the success of the Risk Management Lifecyle and play a role in Planning, Identifying, Assessing, ... and drive business relevant implementation of Second Line of Defense (2LOD) risk management frameworks, policies, taxonomies, and inventories. * Review,… more
- Citigroup (New York, NY)
- …across the entire wealth spectrum. It has been created by combining the Wealth Management businesses across Citi Global Consumer Bank and Citi Private Bank. ... component of the First Line of Defense for credit risk management and works with business partners...and complex CRE underwritings, capital commitments, derivatives within a Wealth Management or a Corporate CRE and… more
- Wells Fargo (Roseville, CA)
- …talent. It all begins with you. **About this role:** Wells Fargo is seeking a Lead Wealth Management Banker (SAFE) Working at Wells Fargo | Jobs and Careers at ... act as key participant in large scale planning for Wealth Management Banking + Work as part...company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational ,… more