- Morgan Stanley (Purchase, NY)
- …the 1stline of defense and is responsible for overseeing the operational risk and control framework across the Wealth Management business. This team partners ... for RCSA, Incident Management , Issues & Actions Management , and Control Validation. The responsibilities of...#LI-AJ1 **Job:** ** Wealth Management * **Title:** * Wealth Management Operational Risk Issue … more
- Citigroup (Miami, FL)
- …to influence and guide issue owners through the issue management lifecycle.** **Proactive engagement with control functions to ensure understanding of ... Wealth , which is to be the leading wealth management provider globally. As we embark... colleagues to identify and adopt best practices for issue management .** **Liaise within the organization to… more
- Motion Recruitment Partners (West Des Moines, IA)
- …of the following: work experience, training, military experience, education + Issue Management Experience + Customer Remediations Experience + Experience ... Business Execution Consultant - Issue Complaint Remediation, Controls , Financial West...working with the Shared Risk Platform (SHRP), Veritas ( Issue Management ), and Integrated Remediation Management… more
- Bank of America (Charlotte, NC)
- …**Responsibilities:** Responsible for evaluating the design and execution of business processes/ controls associated with Wealth Management activities (eg ... Private Bank and Merrill Wealth Management ). Project areas include testing processes and ...management experience **Skills:** + Internal Audit Review + Issue Management + Risk Management … more
- Citizens (Tarrytown, NY)
- Description This is a high impact senior position within Citizens Private Wealth reporting to our Wealth Management Chief Compliance Officer. This newly ... and regulatory requirements related to brokerage, investment advisory and trust supporting Wealth Management . Responsibilities include: + This leader will serve… more
- M&T Bank (New York, NY)
- …High Net Worth (HNW) and Ultra-High Net Worth (UHNW) client relationships in Wealth Management . Delivers on the Client Service Value Proposition. Partners and ... communicates with key stakeholders within the Wealth Management operating model to ensure clients...Follow established procedures when the report review identifies an issue to ensure it is resolved. + Utilize knowledge… more
- Citigroup (Jersey City, NJ)
- …(AML) Risk Management Director for US Retail Brokerage/Broker-Dealer and Consumer Wealth is a senior management level position responsible for establishing ... program for the US broker dealer and consumer wealth business lines, manage a team, utilize in-depth specialty...be assigned as required. **Job Family Group:** Compliance and Control **Job Family:** AML Risk Management **Time… more
- Comerica (Charlotte, NC)
- BRCO Issue Management Lead The Business Risk and Control Officers (BRCOs) play a pivotal role in guiding the business to identify and understand risk ... aggregate and report risk in accordance with the risk management lifecycle. The BRCO Issue Management...Deep expertise and ability to educate colleagues on risk management , controls , and compliance concepts, frameworks, and… more
- Comerica (Dallas, TX)
- …of Business will be assigned to support two or more of the specialty areas: RCSA, Control Design, Issue Management , Control Testing, and Metrics & ... two or more of the specialty risk areas: RCSA, Control Design, Issue Management , ...and laws to assist the business to create proper controls . * Supplier Management and Third-Party Risk… more
- Comerica (Frisco, TX)
- …and soundness. * Document, aggregate and report risk in accordance with the risk management lifecycle. The Business Risk and Control Office (BRCO) Risk Partner ... owners to perform that will result in improved controls and greater control effectiveness. Monitors ...Deep expertise and ability to educate colleagues on risk management , controls , and compliance concepts, frameworks, and… more