- TD Bank (New York, NY)
- …a team(s) of specialists/professionals providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory ... covering wholesale businesses, functions and topics, including operations, finance, regulatory reporting, and sales and trading, and prepare business personnel… more
- JPMorgan Chase (Jersey City, NJ)
- …and passionate individuals in more than 20 countries around the world. As a Vice President within the Practices Audit team, you will support Internal Audit's ... Regulatory Engagement and Exam Management Team, including assisting in driving forward technology-related strategic initiatives, influencing broader … more
- Morgan Stanley (New York, NY)
- …diversifying its workforce (M/F/Disability/Vet) **Job:** **Operational Risk* **Title:** * Vice President US Banks First Line Business Risk Regulatory & Audit* ... support of WM & ISG clients and seek a Vice President as part of the US...Oversight Group and be based in New York, NY. * Regulatory Exam Support:* * Provide support &… more
- JPMorgan Chase (New York, NY)
- …outside the box, challenging the status quo and striving to be best-in-class. As a Vice President within the Regulatory Strategy Chief Data & Analytics ... regulatory examinations impacting the CDAO through the entire exam lifecycle, as well as ongoing monitoring engagements +...in writing + Knowledge of and experience with regulators' exam processes and regulatory matters + Ability… more
- Colorado State University (Fort Collins, CO)
- Posting Detail Information Working TitleAssistant Vice President for Research Administration Position LocationFort Collins, CO Work LocationPosition qualifies ... (MT) on05/20/2024 Description of Work Unit TheOffice of the Vice President for Research( OVPR ) has..., DFAR ), technology transfer, and the legal and regulatory /compliance environment governing research administration. The AVPR will need… more
- MUFG (New York, NY)
- …process and submit all requested MIS to regulators. + Support end-to-end regulatory exam management, including meeting scheduling, organization of document ... Regulatory Affairs Office **Requirements:** + 2+ years' experience in regulatory relations / regulatory exam management and knowledge of heightened … more
- Wells Fargo (New York, NY)
- …this role:** The Tech, Media & Telecom (TMT) Investment Banking group is seeking a Vice President , Media & Entertainment, to join its New York City office. The ... deal execution. **In this role, you will:** + The Vice President will be responsible for working...**Job Expectations** + Registration for Securities Industry Essentials (SIE) exam must be completed within 90 days of hire… more
- American Express (Salt Lake City, UT)
- …enterprise Operational Risk Management programs and reporting. Finance is looking for a Vice President of Governance to lead a diverse team of high-performing ... partners across numerous business units, functional areas, and geographies. **The Vice President , Finance Control Management Governance will:** + Develop… more
- Morgan Stanley (Purchase, NY)
- …of qualifying securities, and Residential real estate loans. The US Bank Subsidiaries seek a Vice President (VP) to join the First Line Business Risk team to ... (M/F/Disability/Vet). **Job:** **Operational Risk* **Title:** *US Banks Payments Risk Vice President Dedicated Business Risk Coverage* **Location:** *New… more
- Morgan Stanley (Purchase, NY)
- …compilation for closure verification of Issues and related action plans arising from regulatory exam /monitoring, Audit exam , and GFC Testing findings, as ... **Wealth Management* **Title:** *Financial Crimes Governance Support Analyst, Assistant Vice President * **Location:** *New York-Purchase* **Requisition ID:**… more