- Citigroup (Tampa, FL)
- The Compliance team is looking for a Vice President - AML Compliance Officer for the Simplification effort for the newly created Personal Banking & ... strategic simplification efforts. + Evaluate, enhance, and implement best -in-class AML Compliance policies and practices. + Provide expert advice on AML… more
- MUFG (New York, NY)
- …with Relationship Managers/Product Groups to enable more enriched discussions on risk/ AML /Sanctions compliance issues, while managing the progress of KYCs ... areas, while fulfilling responsibilities related to Request for Information (RFIs) related to KYC /risk/ compliance issues identified as part of the KYC due… more
- MUFG (New York, NY)
- …with Relationship Managers/Product Groups to enable more enriched discussions on risk/ AML /Sanctions compliance issues, while managing the progress of KYCs ... areas, while fulfilling responsibilities related to Request for Information (RFIs) related to KYC /risk/ compliance issues identified as part of the KYC due… more
- SMBC (New York, NY)
- …+ Oversee new and on-going counterparty onboarding requirements across credit, legal, AML / KYC , and compliance /regulatory groups. + Prepare pitch books ... option based strategies, both stand-alone and embedded. Experienced derivatives marketing Vice President to work in a team of interest rate derivatives marketers… more
- Morgan Stanley (Baltimore, MD)
- …**Job:** **Other* **Title:** *Global Financial Crimes: Screening Project Manager ( Vice President )* **Location:** *Maryland-Baltimore* **Requisition ID:** ... as the development, enhancement and governance of technology controls that support the Firm's AML , KYC and Sanctions obligations. The remit of the team includes… more
- Morgan Stanley (Baltimore, MD)
- …sponsored benefit programs./ **Job:** **Other* **Title:** *Global Financial Crimes: Compliance Testing Vice President * **Location:** *Maryland-Baltimore* ... ( AML ), Sanctions, Anti-Corruption and Government and Political Activities Compliance programs. If you are passionate about financial crimes prevention, seeking… more
- Morgan Stanley (Purchase, NY)
- …account customer profiles with internal management and the Second Line of Defense Bank AML Compliance teams. - Contribute to the planning and performance of ... of training and experience - Minimum 7 years of experience in financial crimes/ AML compliance testing, Audit or similar related QA/QC testing experience at… more
- Morgan Stanley (Miami, FL)
- …related fields. . Deep functional knowledge of the Wealth industries and applicable AML KYC rules, regulations, policies, and processes with preferred knowledge ... *Financial Crimes Program Design: Oversight, Emerging Risk & Transformation - Vice President * **Location:** *Florida-Miami* **Requisition ID:** *3258085*… more
- Morgan Stanley (Purchase, NY)
- …Stanley sponsored benefit programs. * #LI-AJ1 **Job:** **Wealth Management* **Title:** * Vice President - Financial Crimes Governance - Training* **Location:** ... Identify training gaps and conduct needs assessment**to determine the specific KYC training needs of different stakeholder groups * Coordinate with cross-functional… more
- Morgan Stanley (Tampa, FL)
- …Crimes Program Design: Architecture Implementation & Independent Testing - Vice President * **Location:** *Florida-Tampa* **Requisition ID:** *3256939* **Other ... *Knowledge* * Understanding of financial crimes requirements and framework AML / KYC . * Understanding of the...desired. *Required Qualifications:* * 5 years of risk management, compliance , control, and/or audit experience in a Bank or… more