- Securities and Exchange Commission (Boston, MA)
- Summary The Division of Examinations is hiring a Supervisory Securities Compliance Examiner in the Boston Regional Office. Responsibilities At the ... for entities over which the Commission has regulatory authority. As a Supervisory Securities Compliance Examiner , you will: Direct employees responsible… more
- Office of the Comptroller of the Currency (Marlton, NJ)
- …) with emphasis in Compliance , you will: Plan, organize, and control compliance supervisory activities in large banks. Identify systemic risks and trends ... Examiner /Bank Examiner (Large Banks Field Examiner ) with emphasis in Compliance , you will...evaluation of compliance activities and operations. Develop compliance supervisory strategies, including plans to effect… more
- Federal Reserve Bank (Philadelphia, PA)
- …is not required. An examiner participates as a member of a point-in-time supervisory event team, as an Examiner -in-Charge (EIC) of a supervisory event, ... An examiner conducts an analysis of the financials; assesses compliance with laws and regulations; evaluates risk management practices; and communicates findings… more
- Office of the Comptroller of the Currency (Chicago, IL)
- …"Additional Information" below. Responsibilities As a National Bank Examiner /Bank Examiner ( Compliance ), you will: Develop supervisory strategies ... ( Compliance ), you will serve as a compliance examiner -in-charge (EIC) responsible for applying examination...and/or large complex community banks. Plan, organize, and control compliance supervisory activities in large banks, midsize… more
- Office of the Comptroller of the Currency (Tulsa, OK)
- …are accurately and timely uploaded and/or recorded. May periodically serve as examiner -in-charge in community banks/thrifts or assist in supervisory activities ... Summary As a National Bank Examiner (Analyst to MBS Examiner -in-Charge), you...supervision of the assigned institution and operation of the supervisory team. Provide input and expertise on a full… more
- Office of the Comptroller of the Currency (Marlton, NJ)
- …Bank Information Technology (BIT), you will serve as an examination Examiner -in-Charge (EIC) of BIT supervisory activities, planning/conducting examinations, and ... Summary As a National Bank Examiner /Bank Examiner (Large Bank Field ...Information Technology (BIT), you will: Plan and oversee BIT supervisory activities in large banks, and occasionally for midsize… more
- Office of the Comptroller of the Currency (New York, NY)
- Summary As a National Bank Examiner /Bank Examiner (Asset Management), you will serve as the functional lead examiner for the supervision of asset management ... activities at the assigned institution. You may also participate in supervisory activities within other NTB, MCBS and/or LBS institutions. Midsize Bank Supervision… more
- Office of the Comptroller of the Currency (Longview, TX)
- Summary As a National Bank Examiner (Analyst to Assistant Deputy Comptroller), you will use advanced knowledge, judgment, and decision-making skills to advise and ... Bank Supervision/South Region Longview, TX Responsibilities As a National Bank Examiner (Analyst to Assistant Deputy Comptroller), you will: Analyze supervision… more
- Office of the Comptroller of the Currency (Chicago, IL)
- Summary As a National Bank Examiner /Bank Examiner (Asset Management), you will serve as an examiner in large, community, or midsize banks; including ... location - See "Additional Information" below. Responsibilities As a National Bank Examiner /Bank Examiner (Asset Management), you will Evaluate the effectiveness… more
- Federal Reserve Bank (Cleveland, OH)
- …channel - Cleveland Fed This position requires access to confidential supervisory information and/or FOMC information, which is limited to "Protected Individuals" ... and problem CBO and RBO institutions. Identifies risks through on- and off-site supervisory activities that ensure financial institutions are operating in a safe and… more