- Guardian Life (Bethlehem, PA)
- …functions related to the field sales force. **You will** + Make independent suitability decisions when approving all Investment Advisor accounts at account ... As a part of the Supervision and Business Risk (SaBR) team, the individual(s)...based upon regulatory requirements and firm policy in making suitability decisions. Document in a professional and consistent manner… more
- Citigroup (Irving, TX)
- The Business Risk Officer - Central Review Unit Supervisory Principal role in Citi Global Wealth is a seasoned FINRA-licensed securities professional role ... techniques and the improvement of processes and workflow within supervision . Perform daily reviews in support of the OSJ...may include but is not limited to: review and principal approval of insurance and annuity transactions. This review… more
- National Nuclear Security Administration (Las Vegas, NV)
- …non-nuclear hazardous facilities and operations. Serve as team leader or principal team expert on safety basis reviews, Operational Readiness Reviews/Readiness ... to Random Drug Testing Must pass a pre-employment drug test. Favorable suitability determination required. Financial Disclosure is required. Must be able to… more
- US Army Central (Shaw AFB, SC)
- …for obtaining and managing resources throughout US Army Central (USARCENT). Serves as principal advisor to the USARCENT Commanding General (CG), Deputy CG, and ... in activities related to cost effectiveness; establishes and exercises staff supervision over the USARCENT Planning, Programming, Budgeting and Execution System… more
- Liberty Bank (Middletown, CT)
- …oversight. ESSENTIAL FUNCTIONS: The incumbent is responsible for the compliance supervision of the branch, its satellites and registered meeting locations, and ... all required records including prudent process reporting, alert monitoring, advisor communications, mutual fund linking oversite, advertising and correspondence… more
- US Coast Guard (Washington, DC)
- …and interpreting tonnage-related requirements; 2) Performing vessel volume and principal dimension measurements; 3) Conducting oversight of delegated tonnage ... (Web sites, trade journals, email, written CG correspondence, etc.) Serving as an advisor and consultant to officials and managers both within and outside the CG… more
- Office of Inspector General (Lombard, IL)
- …by DOT. Responsibilities If selected for this position, you will serve as the principal advisor to the Special Agent in-Charge and be responsible for directing ... be responsible for providing professional leadership and technical and administrative supervision to subordinate employees. You will establish and maintain liaison… more