- Charles Schwab (Lone Tree, CO)
- …Schwab Corporation and related subsidiaries. Within the Corporate Controller's Department, Broker - Dealer Accounting is responsible for maintaining the income ... recognizing, analyzing, and explaining the various income streams of the broker - dealer . Since Schwab's revenue model is highly complex and dependent on… more
- PNC (Pittsburgh, PA)
- …and have an opportunity to contribute to the company's success. As an Accounting Specialist Senior within PNC's Capital Markets Finance organization, you will be ... at manager's discretion. Position Overview: The Capital Markets Finance - Broker Dealer Accounting group supports a high growth and strategic business for… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** SMBC Nikko Securities America, Inc, a registered broker dealer , provides investment securities and other financial services ... of accounting and financial reporting process + Good knowledge of securities broker dealer business, financial products and regulatory reporting (SEA 15c3-1)… more
- SMBC (Jersey City, NJ)
- …to its employees. **Overview** SMBC Nikko Securities America, Inc, a registered broker dealer , provides investment securities and other financial services to ... reporting process and related internal control framework + Knowledge of securities broker dealer business, financial products and regulatory reporting (SEA… more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** SMBC Nikko Securities America, Inc, a registered broker dealer , provides investment securities and other financial services ... working in the financial service industry + 2+ years of financial reporting ( broker dealer experience is a strong plus) + BA/BS required + Working knowledge of… more
- Charles Schwab (Lone Tree, CO)
- …all audited financial statements for applicable subsidiary entities, including Schwab's broker - dealer , bank, and international subsidiaries. The SEC Reporting ... multiple priorities. + Strong written and oral communication skills. + Relevant broker / dealer , bank or other financial services experience a plus. + Strong… more
- SMBC (Jersey City, NJ)
- …SMBC NY Branch, SMBC Americas Holdings, Inc. and its US subsidiaries (including a broker dealer , lessor entities, swap dealer , commercial bank, etc.). ... employees. **Role Description** SMBC is seeking a Vice President, Accounting Policy Specialist . The Vice President will be one of the technical accounting resources… more
- Wells Fargo (Edmond, OK)
- **About this role:** Wells Fargo is seeking a Senior Supervisory Control Specialist to join our Client Relationship Group within Wealth and Investment ... are in adherence with regulatory, compliance and legal requirements. The Senior Supervisory Control Specialist understands the complexity, partnership needs… more
- Charles Schwab (Westlake, TX)
- …applications; + Basic knowledge of finance and accounting, particularly in the bank and broker - dealer space; + Advanced skills in Excel; + Knowledge of Python or ... planning across the corporation and its subsidiaries, including our bank and broker -dealers. We monitor and ensure adherence to regulatory ratios including the… more
- PNC (NY)
- … Senior will support coverage of Capital Markets on the Bank and Broker Dealer side. Successful candidates will provide critical AML oversight over high-risk ... AML, USA PATRIOT ACT and Sanctions Program.Serves as a senior AML and Sanctions subject matter specialist ...a senior AML and Sanctions subject matter specialist regarding impact on Program design and execution. Communicate… more