- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist . This role is critical for the setup, ongoing support, and ... and larger WIM Operations . Some of the key responsibilities include: + The Senior Securities Operations Specialist will own the End to End of… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking a Senior Securities Operations Specialist as part of the Trade Support Team within Wealth and Investment ... order to the settlement of the customer activity. The Senior Specialist will be driving segments and...planning and deliverables; identify opportunity for process improvements within Securities Operations + Review and analyze moderately… more
- Office of the Illinois State Treasurer (Springfield, IL)
- JOB OPPORTUNITY ANNOUNCEMENT Job Title: Senior Securities Specialist Division: Unclaimed Property Classification: Exempt Location: Springfield, Illinois ... Salary: $55,000 - 65,000 Overview : The Senior Securities Specialist serves as...field; three (3) or more years of experience in securities operations or accounting; OR any equivalent… more
- Charles Schwab (Indianapolis, IN)
- …matters including Schwab client tax reporting, cost basis, corporate actions, securities operations , distributions, and client reporting products. Charles ... Cost Basis, Corporate Actions, Distributions, Proxy, Class Action, and Securities Operations . + Anticipate client issues and...goals and objectives. Peer influence skills a must as senior administrators will be required to help drive and… more
- Citigroup (Tampa, FL)
- **Job purpose:** Securities Service is a key business within the Citi Institutional Clients Group. The business covers Custody, Funds Services and Direct Custody ... operational and satisfied post go-live. + Partner up with BAU Operations to champion operational solutions and challenge manual/bespoke/inefficient processes to… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role **Job Description:** At TD Securities , the Investment Banking Credit function is an integral part of the full ... markets and banking advice and transaction executions worldwide. TD Securities offers its US based employees the advantage of...a major global investment dealer. Confidence in our US operations systems stems from the recognition of our in-depth… more
- Wells Fargo (Charlotte, NC)
- …talent. It all begins with you. **About this role:** Wells Fargo is seeking a Senior Lead Institutional Investment Operations Specialist within our Tax ... team as a part of Corporate Investment Banking Operations . Learn more about the career areas and business...asset servicing events including across equities and fixed income securities + Familiarity with options and swaps + Working… more
- PNC (Pittsburgh, PA)
- …and have an opportunity to contribute to the company's success. As an Accounting Specialist Senior within PNC's Capital Markets Finance organization, you will be ... PNC Capital Markets forward. PNCCM is registered as a securities broker and dealer, and we provide support to...management. Key stakeholders include Bank Accounting, LOB Finance, Risk, Operations , Compliance and Legal. * Participate in the annual… more
- Edward Jones (Tempe, AZ)
- …internal watchlists in order to detect and report suspicious customers, transactions or securities . At Edward Jones, we value and respect our associates and their ... audit, or risk management strongly preferred. + Knowledge of brokerage operations , banking operations , risk management, investigations, forensic accounting,… more
- JPMorgan Chase (Columbus, OH)
- …and estates, loans, mortgages, and deposits. **Job Summary** : As an SBL Sr Specialist within Wealth Management Operations , you will be supporting the JP Morgan ... of the client experience, working closely with lending advisory, operations , risk, and finance. The Securities Based Lending (SBL) team is designed to handle a… more