- NatWest Markets (Stamford, CT)
- Senior Monitoring and Testing Compliance Assurance Officer - Swap Dealer Stamford,United States Permanent Full Time \#R-00244248 Share: ... proper operations of the department and the business._ Senior Monitoring and Testing Compliance Assurance Officer reportingto the US General Counsel and… more
- JPMorgan Chase (Tampa, FL)
- …box, challenging the status quo and striving to be best-in-class. As a Compliance - Monitoring and Testing Senior Officer - Senior Associate in our ... executed by the lines of business and corporate functions through Monitoring activities and Testing activities to validate compliance with internal policies… more
- Citigroup (Tampa, FL)
- …implemented by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based monitoring of Citi's compliance risks ... Serves as a senior compliance risk analyst for Independent...address reported issues. **Responsibilities:** + Develops, implements, and executes compliance monitoring procedures in accordance with the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to support the firm's compliance monitoring program. Delivers comprehensive Compliance monitoring and testing program reports to Compliance ... in accordance with the program requirements. * Informs Senior Compliance Management about issues that may...and maintenance of the inventory of assurance reports, including compliance testing and monitoring program… more
- SMBC (New York, NY)
- …and ensuring they are appropriately managed and mitigated. + Monitoring and Testing : Oversee the Compliance Monitoring and Testing Program, ... Corporate Compliance . This role is tasked with leading three key functions: Compliance Risk Assessment, Monitoring and Testing , and Regulatory Change… more
- Truist (Charlotte, NC)
- …America) **Please review the following job description:** Perform risk management and compliance monitoring and testing for assigned business unit/corporate ... compliance monitoring . Prepare detailed reporting on monitoring and testing results with attention to...assigned business unit(s). 6. Recommend process improvements based on compliance monitoring and/or testing results.… more
- CoStar Realty Information, Inc. (Washington, DC)
- Senior Network Monitoring & Automation Engineer Job Description **Overview** CoStar Group (NASDAQ: CSGP) is a leading global provider of commercial and ... Observation and Automation Engineer to join our team and bring our network monitoring and configuration management to the next level. You will play a critical… more
- Wells Fargo (New York, NY)
- …Corporate & Investment Banking Financial Crimes (CIBFC) Audits, Exams and Issues Monitoring (AEIM) Team is seeking a ** Senior Business Execution Consultant** ... when facilitate CIB Financial Crimes related regulatory exams, internal audits, Independent Testing & Validation engagements including issue monitoring with the… more
- CBRE (Richardson, TX)
- Senior Manager, Risk Monitoring Job ID 186649 Posted 08-Oct-2024 Service line Corporate Segment Role type Full-time Areas of Interest Accounting/Finance, Legal ... This new role offers a unique opportunity to work cross-functionally with senior leaders across our diverse portfolio of services, which could create additional… more
- Wells Fargo (Minneapolis, MN)
- …and interpersonal communication skills. + Specialized knowledge or prior regulatory compliance testing or review experience + Experience creating, executing, ... **About this role:** Wells Fargo is seeking a Senior Independent Testing Specialist in Independent...and documenting compliance , control, and RCSA testing . + Strong… more