- Wells Fargo (Charlotte, NC)
- **About this role:** This Senior Lead Compliance Officer position will provide IRM coverage of FINRA licensed bankers in Corporate and Investment Banking ... + Develop, oversee, train, and provide expert business and regulatory compliance advice. Provide independent credible challenge of business activities. + Establish,… more
- Wells Fargo (Charlotte, NC)
- …talent. It all begins with you. **About this role:** Wells Fargo is seeking a Senior Lead Financial Crimes Officer to join Financial Crimes Risk Management. ... career areas and business divisions at wellsfargojobs.com . The Senior Lead Financial Crimes Officer ...Secrecy Act, USA PATRIOT Act, OFAC regulations and associated compliance programs. + Deep experience in managing exam/audit analysis… more
- Citigroup (New York, NY)
- Serves as a senior risk officer for Legal Regulatory Requirements and Obligations (Legal RRO) Advisory responsible for establishing internal strategies, ... in other functional units; ability to navigate a complex organization; to influence and lead people across cultures at a senior level + Experience in managing… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or ... compliance risk, and is represented by the Chief Compliance Officer as either a member or...team and other legal entities in the Americas to lead a coordinated effort throughout the organization. + Collaborates… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer...as well as testing and audit. + Designing and lead compliance and control reviews. + Partnering ... in other functional units; ability to navigate a complex organization; to influence and lead people across cultures at a senior level + Experience in managing… more
- Citigroup (Miami, FL)
- The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to ... work with regional and global partners, and influence and lead people across culture and senior level...to Wealth (Private Banking, Trust, etc.) and activities to senior management. **Job Family Group:** Compliance and… more
- Bloomberg (New York, NY)
- …and correspond with regulators. We are seeking a Trade / Export Control Compliance Officer who is adept in US export control regulations specifically ... compliance across the various Bloomberg businesses. The Compliance Officer will maintain compliance ...all Bloomberg entities globally. **We'll Trust You To:** + Lead Trade Compliance Program regarding export control… more
- Wellington (Boston, MA)
- …Therefore, a key responsibility of the role is to work with the Chief Compliance Officer to build-out, manage and execute the compliance infrastructure ... Group and will report to the Private Investments Chief Compliance Officer , working closely with other ...Ability to self-start, think creatively and initiate projects that lead to improved scalable workflows + Highly organized and… more
- Lucile Packard Children's Hospital Stanford (Palo Alto, CA)
- …of medical care. + Closely partners with the Medical Staff and Chief Compliance Officer to ensure conformity with regulatory requirements. Support for Medical ... the Associate Dean for Graduate Medica Education to assure compliance with ACGME/RRC rules and guidelines and to provide...highest quality of education and care. The Chief Medical Officer / Senior Associated Dean will play a key… more
- Wells Fargo (St. Louis, MO)
- **About this role:** Wells Fargo is seeking an Senior Lead Operational Risk Officer in Operational Risk Management as part of the Technology and Information ... with peers, colleagues, and managers to resolve issues and achieve goals. + Lead Operational Risk Management initiatives individually or with a virtual team while… more