- City of New York (New York, NY)
- …largely invested in publicly traded securities. The Senior Investment Officer will assist in overseeing the Fixed Income allocation, which currently ... Asset Management (BAM) is responsible for oversight of the investment portfolio of the New York City Retirement Systems...billion. Under the general direction of the Head of Fixed Income, responsibilities include, but are not limited to:… more
- FM (Waltham, MA)
- …closely with the Portfolio Manager, External Investment Management - Public Markets, Senior PM's, Chief Investment Officer (CIO), and other senior ... roles. This is a senior role, working...across asset classes, with a primary focus on public Fixed Income investments with our external investment management… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various… more
- Wellington (Boston, MA)
- **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our ... investment solutions, tailored to the unique return and risk...the role is to work with the Chief Compliance Officer to build-out, manage and execute the compliance infrastructure… more
- Scotiabank (New York, NY)
- Senior Manager, Markets Compliance Officer **Requisition ID:** 204138 **Salary Range:** 110,700.00 - 211,800.00 _Please note that the Salary Range shown is a ... Markets** Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America,… more
- SMBC (New York, NY)
- …as the New Product, Underwriting, Risk Management, Compliance, and Training committees. The Senior Compliance Officer role may manage a coverage area or process ... Asia, the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various… more
- PNC (Louisville, KY)
- …and have an opportunity to contribute to the company's success. As a Senior Business Development Officer within the PNC Institutional Asset Management ... needs and provide solutions including PNC's OCIO, 401(k), Custody and proprietary fixed income solutions. Prospects include nonprofits, corporations and both DB and… more
- JPMorgan Chase (New York, NY)
- …credit analysis for various Treasury/Chief Investment Office investments across the fixed income spectrum. Engage with senior members of Treasury/Chief ... and striving to be best-in-class. As a Lead Credit Officer within the Risk Management team, you would be...and delivering high quality credit analysis of our Treasury/Chief Investment Office's fixed income portfolio which includes… more
- Neuberger Berman (New York, NY)
- …years' experience in role of senior lawyer with compliance responsibilities, or senior compliance officer (or CCO) for registered funds + Strong knowledge of ... Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and… more
- Wellington (Boston, MA)
- **About Us** **Wellington Management** offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our ... investment solutions, tailored to the unique return and risk...those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, focusing on… more