- JPMorgan Chase (Chicago, IL)
- …and advise on complex ERISA , trust, and fiduciary matters within the Securities Services business. This position is ideal for those with experience in ... the financial services sector or ERISA litigation, offering a...a Vice President - Assistant General Counsel on the Securities Services team, you will provide legal… more
- Morgan Stanley (New York, NY)
- …the Investment Company Act of 1940, the Bank Holding Company Act of 1956, the Securities Act of 1933, Regulation D, ERISA , AIFMD, and FINRA Rules > Excellent ... Investment Management Coverage Attorney - Vice President Primary Responsibilities >Providing primary...mutual funds >Reviewing and negotiating investment advisory and other service agreements >Advising the business on regulatory developments and… more
- Neuberger Berman (New York, NY)
- …the Investment Advisers Act, FINRA rules, Investment Company Act, Securities Act, and ERISA , and serve as the lead attorney and work with various colleagues ... to implement changes to the business in order to comply with changing regulations. + Partner with business, operational and risk teams through all stages of the development of new advisory initiatives, including drafting and updating advisory agreements,… more
- CareFirst (Baltimore, MD)
- …insurance and health benefits, care management and delivery of health care services , self-insured and ERISA health plans, mergers and acquisitions, strategic ... reports, and is responsible for providing excellent, consistent, and comprehensive legal services to all CareFirst companies, divisions and leaders. Inter alia, the… more
- Discover (Riverwoods, IL)
- …future with Discover. **Job Description:** Under the direction of a managing attorney , this role involves working collaboratively with a team to support and ... fiduciary, tax, and compliance matters related to benefits and executive compensation ( ERISA , the Internal Revenue Code, 409A, HIPAA, COBRA, ACA, and other… more
- Wells Fargo (Charlotte, NC)
- …Site at Wellsfargo.com/career. This position is responsible for providing legal services to the institutional and international Derivatives, FX, Repo, TBA and ... trading businesses of Wells Fargo Bank and its affiliates, including Wells Fargo Securities , LLC. Also supports Wells Fargo's sales and trading desks on matters… more
- Novo Nordisk (Plainsboro, NJ)
- …restructures); employee benefits (design, implementation, compliance, and governance of ERISA health and welfare plans, pension plans, 401(k) plans, non-qualified ... retirement plans, severance plans, as well as compliance with applicable securities laws relating to benefits plans involving company stock); compensation (design,… more
- BlackRock (Princeton, NJ)
- **About this role** Seeking an attorney who will support BlackRock's US retail separately managed account (SMA), sub-advisory, and options overlay businesses, ... and compliance issues relating to BlackRock's asset management business. The attorney will handle business relationships within BlackRock's US Wealth Advisory… more
- Edward Jones (St. Louis, MO)
- …404a, and QDIA notices, etc. + Advise on laws affecting benefits, including ERISA , HIPAA, ACA and COBRA and the Internal Revenue Code, state benefits laws, ... Minimum of 10 years of progressive responsibility as an attorney in relevant practice area + Exceptional legal knowledge,...and professional growth + Work experience related to the securities industry is preferred **Awards & Accolades** At Edward… more
- Principal Financial Group (Des Moines, IA)
- …+ Provide technical expertise and serve as SME for ESOP and employer securities topics, both privately held and publicly traded. This is an excellent opportunity ... Bachelor's degree or equivalent required, and 7+ years of experience in retirement, ERISA or employee benefits related field (ESOP experience needed). + Must have… more