- Capgemini (New York, NY)
- …build a more sustainable, more inclusive world. **Job Description** **Job Title :** Sr. Securities practice Manager **Location :** NYC **Job Description** : ... business analysis of securities change initiatives is also critical. A Securities Practice Manager will initiate, plan, manage and drive initiatives that… more
- Carrier (Palm Beach Gardens, FL)
- …Director, Corporate Counsel serves as a legal counsel with respect to securities , corporate finance (including treasury support) and other general corporate matters. ... new challenges are critical to success in the role. **Key Responsibilities:** Securities Responsibilities: + Provide legal support and advice on public disclosure… more
- Citigroup (Jersey City, NJ)
- …results oriented. + Strong awareness of both external and internal best practice perspectives, maintaining a balanced and fresh viewpoint. + Demonstrated ability to ... goals. **Job Family Group:** Operations - Transaction Services **Job Family:** Securities and Derivatives Processing **Time Type:** Full time **Primary Location:**… more
- TD Bank (New York, NY)
- …and other corporate advisory matters to join our dynamic legal team at TD Securities USA LLC. As a senior attorney specializing in Capital Markets, you will play ... international issuers. + Advise on compliance matters related to securities laws and regulations. Collaborate closely with internal stakeholders,...of the position, the incumbent must be qualified to practice law in NY State with a minimum of… more
- Wolters Kluwer (Boston, MA)
- …inquiries. This is an individual contributor role reporting to the Manager , Content Management - Legal and Regulatory. **RESPONSIBILITITES** + Track regulations ... **QUALIFICATIONS** **Education:** + Law degree with 8+ years of practice or research experience OR, + Master's degree with...+ Media or publishing industry experience. + Experience in securities , banking, or antitrust law. **TRAVEL:** up to 5%… more
- Carnival Cruise Line (Miami, FL)
- …(JD) from accredited US law school, with a strong academic background. + License to practice law. + 3-5 years of in house or law firm experience as a corporate ... at the employee's discretion. + Vacation Time - All full-time employees at the manager and below level start with 14 days/year; director and above level start with… more
- Raymond James Financial, Inc. (Naperville, IL)
- …supervision, manages the overall growth of the Branch or Financial Advisor's practice . Uses extensive knowledge and skills obtained through education and experience ... complex issues, provide client service and manage projects. Directs the practice 's day-to-day operational functions, ensuring compliance with firm and regulatory… more
- SMBC (New York, NY)
- …SMBC Group offers a diverse range of financial services, including banking, leasing, securities , credit cards, and consumer finance. The Group has more than 130 ... Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets, Inc., SMBC MANUBANK,...the SMBC Global Markets business unit. The Credit Intake Manager will be part of the Client Lifecycle team… more
- S&P Global (Boulder, CO)
- …12 **The** **Role:** Associate Director, US Public Finance - **Cross Analytic Practice Expertise (CAPE)** **The Location:** (flexible) Chicago, IL / Dallas, TX / ... related to credits, as assigned by a more senior manager . CAPE is a unique team, given its cross...for greater opportunity for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks… more
- Capital One (New York, NY)
- …Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager will report directly to the ... as necessary. The broker dealers being supported include Capital One Securities , Inc., KippsDeSanto & Co., TripleTree, LLC. (collectively "Commercial Broker Dealers"… more