- Broadview FCU (Albany, NY)
- …ensure the Credit Union and Subsidiaries maintain an efficient and effective Compliance Program, including its CMS that supports the Credit Union's strategic ... are needed. Essential Job Functions/Responsibilities: + Ensure that an effective Compliance Management System (CMS) is established that is appropriate for the… more
- Citigroup (New York, NY)
- Serves as a senior product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Citigroup (Florence, KY)
- …Group Manager is a senior professional responsible for performing risk and compliance reviews in coordination with the broader Anti-Money Laundering (AML) team. The ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Miami, FL)
- The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to prevent ... firm-wide AML risk management policy and strategic direction + Maintain AML compliance program for the business including assessment of risks and the development… more
- Citigroup (New York, NY)
- Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal ... with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance advice relating… more
- Citigroup (Getzville, NY)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... and Client ICRM. + Designing, developing, delivering and maintaining best-in-class Compliance , programs, policies and practices for ICRM. + Translating ICRM strategy… more
- HUB International (Denver, CO)
- …join a multi-billion-dollar, high growth, dynamic company within a rapidly expanding legal and compliance department. The SVP of Compliance (" SVP "), HUB ... owns several SEC and FINRA regulated entities which the SVP will support to provide consistent compliance ...the SVP will support to provide consistent compliance support, implementation and recommendations. The SVP … more
- Commonwealth Care Alliance (Boston, MA)
- **Why This Role is Important to Us:** The Senior Director, Corporate Compliance & Ethics reports directly to the SVP , Corporate Compliance & Ethics and Risk ... Operations, and leads the compliance & ethics programs for Commonwealth Care Alliance (CCA)....Care Alliance (CCA). This position effectively leads our Corporate Compliance & Ethics programs which include Code of Conduct… more
- Commonwealth Care Alliance (Boston, MA)
- **Why This Role is Important to Us:** The Senior Director, Third Party Compliance Oversight reports directly to the SVP , Corporate Compliance & Ethics and ... Risk Operations, and leads the Third-Party Compliance Oversight department for Commonwealth Care Alliance (CCA). This position effectively leads our Third-Party … more
- University of Iowa Community Credit Union (North Liberty, IA)
- …reviews. + Compiles findings and provides reports to VP/Risk Officer and SVP / Compliance and Risk. + Coordinates post-closing in-house and secondary market ... Internal Audit. + Other duties as assigned by VP/Risk Officer, SVP / Compliance and Risk and/or Chief Risk Officer. Job Requirements/Expectations JOB REQUIREMENTS:… more