- Prime Healthcare (Riverdale, GA)
- …to facility. #LI-DF2 Connect With Us! (https://careers-primehealthcare.icims.com/jobs/171181/ risk -and- compliance - officer - registered ... please contact Human Resources. Know Your Rights: https://www.eeoc.gov/sites/default/files/2022-10/EEOC\_KnowYourRights\_screen\_reader\_10\_20.pdf Responsibilities Risk and Compliance Officer : Responsible… more
- HUB International (Denver, CO)
- …will be a highly visible, leadership position, reporting directly into Global/Executive Chief Compliance Officer of RPW, working closely RPW senior leadership to ... responsible for aiding in the development and maintenance of compliance policies and procedures for all Hub-affiliated registered...will also aid in the coordination of regulatory and compliance initiatives, conduct periodic and annual risk … more
- SMBC (Jersey City, NJ)
- …its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the Compliance ... of Risk and Control Assessment. As a Compliance Risk Assessment ("CRA") Vice President, this...Group's Americas Division, inclusive of US broker dealer and registered swap dealer; SMBC Group's wholesale and retail banking… more
- Bureau of Alcohol, Tobacco, Firearms, and Explosives (Washington, DC)
- …1. Experience creating, staffing, implementing, and effectively maintaining a proactive internal compliance and risk assessment program for a law enforcement or ... Experience managing an internal inspection program focused on policy compliance and risk management and providing senior...December 31, 1959, you must certify that you have registered with the Selective Service System, or are exempt… more
- CIBC (Chicago, IL)
- …Statement, US Compliance works to identify, assess, manage and mitigate regulatory compliance risk to protect CIBC's reputation and brand, while helping CIBC ... Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing,...Annual Compliance Plan; + **Conducting** US PWM's Compliance risk assessment; + **Establishing and maintaining**… more
- Zions Bancorporation (Salt Lake City, UT)
- …talent; we bring the opportunity. We are currently seeking an Investment Compliance Officer within the Market, Liquidity, Wealth Risk & Compliance Team. ... Dealer, Capital Markets and Public Finance groups. Responsibilities: A Risk & Compliance Officer within...+ Oversee Branch Audit Program including onsite audits of registered branch locations + Political contributions, restricted lists and… more
- Wellington (Boston, MA)
- …where necessary. The Compliance Officer will be a member of the Legal, Compliance & Risk Group and will report to the Head of Investment Platform ... with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's ...training, where appropriate + Collaborating with EMEA and APAC compliance colleagues and the broader Enterprise Risk … more
- Marex (New York, NY)
- …visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Compliance Officer - Policies and Procedures of ... will create and maintain a Compliance Policies and Procedures for all Americas ... compliance advisor for each regulated entity. The Compliance Officer Policies and Procedures will also… more
- Sutter Health (Emeryville, CA)
- …to address risk . Has oversight of the investigation and remediation of high- risk compliance issues within their market/network/system service line or team of ... ethics and compliance officer . Coordinates with ethics & ...leads market/network/system service line task forces designed to reduce compliance related risk . Serves as expert on… more
- Internal Revenue Service (Washington, DC)
- …to read the entire announcement before submitting their applications. The Deputy Chief Tax Compliance Officer for Strategy and Analytics serves as an advisor to ... the Chief Tax Compliance Officer (CTCO), to achieve the mission...identifies new return selection vehicles, and improves enforcement and risk identification through the efficacious use of data analytics… more