- Edward Jones (St. Louis, MO)
- …risk consultation and risk assessment. **What You'll Do:** The Risk Manager - Investment Advisory partners with leaders in the Wealth Management ... Advice & Solutions (WMAS) division to manage the risks associated with the Investment Advisory products and services. Effectively controls the risks associated… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …knowledge and skills obtained through education and experience to ensure compliance of investment advisory business practices with Advisers Act, state laws, and ... with the Control Room on daily monitoring. * Interprets data and analyzes investment advisory activities identified via various data systems and reporting.… more
- TD Bank (New York, NY)
- …our team in NYC. The ideal candidate must have compliance experience in the investment banking space, preferably in an advisory capacity. The Vice President will ... management of the firms compliance program supporting all corporate investment banking Functions including Debt and Equity Capital Markets....team are in a manner consistent with the Bank's risk culture and the relevant risk appetite… more
- Deloitte (Jersey City, NJ)
- Deloitte Risk and Financial Advisory Risk , Data and Regulatory Liquidity - Manager Deloitte Risk and Financial Advisory 's Financial Services ... III LCR and NSFR, FR 2052a, SR 10-1 Interagency Advisory on Interest Rate Risk , BCBS 368...Transaction Banking, Wholesale Banking, Cards & Payments, Wealth Management, Investment Management, Real Estate, Private Equity, Capital Markets +… more
- First National Bank of Omaha (Omaha, NE)
- … Program Manager is responsible for leading and managing the Bank's Registered Investment Adviser (RIA) and Investment risk program, ensuring risk ... and act on key risk decisions in the absence of the Business Risk Manager . _Testing & Analysis_ + Review testing reports and observations, draft action… more
- Wells Fargo (San Diego County, CA)
- **About this role:** Wells Fargo is seeking a Financial Advisory Senior Branch Manager - Non-Producing in Wealth and Investment Management as part of Wells ... individual contributors or managers in roles with moderate complexity and risk in Financial Advisory functional area + Manage the branch profit and loss… more
- Robert Half (Dallas, TX)
- …Where We Need You: The Healthcare Practice is seeking a Healthcare Technology Audit & Advisory Manager to join our growing team. What You Can Expect: Managers ... JOB REQUISITION Dallas Technology Audit and Advisory (Healthcare) Manager LOCATION DALLAS ADDITIONAL...Protiviti in the market. Managers in Technology Audit & Advisory work with clients to assess, identify risk… more
- Citigroup (Tampa, FL)
- The IPB Wealth Solutions Advisory Manager accomplishes results through the management of professional team(s) and department(s). Integrates subject matter and ... for all hiring decisions, disciplinary actions and terminations. The IPB Wealth Solutions Advisory Manager will be responsible for insuring firm initiatives and… more
- Robert Half (San Francisco, CA)
- JOB REQUISITION San Francisco Technology Audit & Advisory Manager LOCATION SAN FRANCISCO ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The Protiviti ... You: Protiviti is looking for a Technology Audit & Advisory Manager to join our growing team...areas of evolving technology. Managers in Technology Audit & Advisory work with clients to assess, identify risk… more
- Manulife (Boston, MA)
- …to 8 years of audit, risk management, operations, or equivalent investment -related business or advisory /consulting experience + University degree required + ... planning, directing, and completing high-quality, professional, cost-effective, beneficial, and risk -based internal audits and advisory engagements for retail… more