- Wellington (Boston, MA)
- …that aligns our perspectives with those of our clients. **About the Role** ** Core Regulatory Compliance Officer ** company overview Wellington Management ... approximately $1.2 trillion in public investments. Position overview The Compliance Officer will be a member of...Risk Group and will report to the Head of Core Compliance , Americas , working closely… more
- SMBC (New York, NY)
- …and Compliance . **Scope** The AD Operations FCO will report to the Americas Division Head of Functions Control Officer with an indirect reporting line ... and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US,...its employees. **Job Summary** The AD Operations Function Control Officer (FCO) is a leader, change agent, and risk… more
- Olympus Corporation of the Americas (Westborough, MA)
- …people everywhere can fulfill their desires, dreams, and lives. Our five Core Values empower us to achieve Our Purpose: **Patient Focus, Integrity, Innovation, ... privacy professionals are committed to these goals. The Regional Privacy Officer (RPO) is responsible for representing, implementing and enforcing the organization's… more
- Olympus Corporation of the Americas (Center Valley, PA)
- …legitimate._ **Job Description** Working in close alignment with the Executive Director, Compliance Officer / GRC Business Partner Lead, the Manager, ... fulfill their desires, dreams, and lives. Our five Core Values empower us to achieve Our Purpose: **Patient...appropriate manner. **Job Duties** + Assists the Executive Director, Compliance Officer / GRC Business Partner Lead… more
- Olympus Corporation of the Americas (Center Valley, PA)
- …' Internal Investigations Committee comprised of the OCA General Counsel, OCA Chief Compliance Officer , and Vice President, Human Resources. + Serve as a ... **Our Purpose is to make people's lives healthier, safer, and more fulfilling.** **Our Core Values are reflected in all we do:** _Integrity - Empathy - Agility -… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Product, Underwriting, Risk Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage area or process with… more
- Marex (New York, NY)
- …visit www.marex.com (http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Compliance Officer - Policies and Procedures of ... will create and maintain a Compliance Policies and Procedures for all Americas ... compliance advisor for each regulated entity. The Compliance Officer Policies and Procedures will also… more
- Olympus Corporation of the Americas (Center Valley, PA)
- …**Our Purpose is to make people's lives healthier, safer, and more fulfilling.** **Our Core Values are reflected in all we do:** _Integrity - Empathy - Agility - ... Long-Term View_ We deliver on our purpose and our core values by staying **True to Life.** **Job Description**...Responsible for providing legal counsel to the Chief Medical Officer and his/her leadership team. Acts as a strategic… more
- SMBC (New York, NY)
- …trade on the Tokyo, Nagoya, and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US, Canada, Mexico, Brazil, Chile, Colombia, ... extensive global network. The Group's operating companies in the Americas include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko...rule, and be able to implement, and manage SMBC's compliance program for the Volcker Rule. On a day-to-day… more
- Marex (New York, NY)
- …(http://www.marex.com/) (http://www.marex.com/) (http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory position will ... Manage US Marex Solutions Business Line management relationships. + Collaborate to ensure Americas Compliance Calendar deadlines are achieved. + Create or assist… more