- Insight Global (San Francisco, CA)
- Job Description The Mutual Fund Trading Process Analyst is responsible for advising on the operational aspects of mutual fund post-trade ... financial institutions back office operations with a focus in mutual fund , post-trade reconciliation. Knowledge of DTCC's...fund transfers. Expertise in the end to end trading process including trade execution, transfers, settlement,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …* Intermediate investment concepts, practices, procedures and industry regulations related to Mutual Fund trading activities. * Principles and practices ... training to provide support to branches, advisors and other trading groups in specific trading activities within...procedures. * Facilitates the price adjustment and trade correction process . * Ensures trades are confirmed and researches and… more
- JPMorgan Chase (New York, NY)
- …through JP Morgan affiliates. The Six Circles Trust within the Private Bank is a Mutual Fund Complex with assets of ~$90 billion. Job Summary: As a Private ... Bank Mutual Fund Administration, Assistant Treasurer, you will...of the new products and new instruments including prospectus trading /operational model, are approved with the appropriate risk-focused oversight… more
- Charles Schwab (Chicago, IL)
- …to the daily trade processing, settlements and corporate actions on behalf of the Schwab mutual fund and exchange traded fund (ETF) products. We hold ... market funds, index mutual funds, actively managed mutual funds, exchange traded funds and multi-asset fund...under pressure and within tight deadlines + Familiarity with trading and settlement processes for equity, cash or fixed… more
- JPMorgan Chase (New York, NY)
- …in the investment management industry. + Technical and business knowledge of various Fund structures (eg, mutual collective investment and ETFs) and activities ... and oversight of a group of Funds including US Mutual Funds, ETF, and Collective Investment Funds in addition...including ETFs. **Job Summary** As a Asset Management - Fund Controller - Associate you will support the Production… more
- Wellington (Needham, AL)
- …of 30 June 2021, we serve as a trusted adviser to institutional clients and mutual fund sponsors in 65 countries. Our innovative investment solutions are built ... high degree of customization to meet our clients' unique needs. The **InvesTech Fund Treasury & Custody Team** is responsible for managing and overseeing the… more
- Principal Financial Group (Des Moines, IA)
- **What You'll Do** We're looking for an Associate to join our Fund Administrative, Tax & Oversight team. In this role, you'll be responsible for performing financial ... reporting related activities for a group of assigned mutual funds including: semi-annual/annual financial statement preparation, reporting related to regulatory… more
- Wellington (Boston, MA)
- …out responsibilities as an investment manager and ultimately to mutual fund shareholders. Topics of interest include our trading practices (especially around ... Communications Team** is a specialist client-facing team dedicated to our US Mutual Fund /Sub-advisory clients, interacting directly with our clients and… more
- PNC (Cleveland, OH)
- …to contribute to the company's success. As an Operations Analyst Sr within PNC's Mutual Fund Processing organization, you will be based in Cleveland, OH. This ... funds. This includes reviewing and calling in trades to fund companies, ensure money movement related to trading...will either be participating in dual control by either trading mutual Funds or verify the … more
- The Hartford (Wayne, PA)
- …will be responsible for various aspects of the investment adviser, transfer agency and mutual fund compliance programs of in support of Hartford Funds. The ... fund accounting, and/or legal experience with expertise in mutual fund , ETF or investment adviser compliance;...and key legal issues especially as they relate to trading , the investment process and the management… more