- SMBC (New York, NY)
- … Risk Governance under CFTC/NFA and FINRA Regulations. Additionally maintains market risk governance framework across CUSO under FRB regulations. 2. ... its employees. **Role Description** SMBC AD is transforming its market risk coverage into a more integrated...role will report into the Team Lead of the Risk Governance team. Coverage area for the… more
- Amazon (Arlington, VA)
- …support customers? Do you have the business background necessary to manage a Governance Risk and Compliance function? AWS Professional Services (ProServe) is ... building a Governance , Risk Management and Compliance (GRC) team...hypotheses using rigorous monitoring and analysis. As a GRC specialist , you will coordinate with stakeholders across risk… more
- TD Bank (Mount Laurel, NJ)
- …role. **Line of Business:** Governance & Control **Job Description:** Experienced governance , risk and control professional who proactively leads a diverse ... US Treasury group to effectively manage and mitigate operational/regulatory risk and drive a strong governance and...tactics + Knowledge of current and emerging competitor and market trends + Ability to establish goals and objectives… more
- Federal Reserve Bank (San Francisco, CA)
- …and related risks are identified, measured, monitored, and controlled at each firm. The Risk Specialist Team (RST) within S+C's Risk , Policy and Analysis ... A core component of the LISCC program is the Governance and Controls (G&C) program. The Independent Risk...RST has a fantastic opportunity for **a Senior IT Risk Specialist ** to join its LISCC IT… more
- Federal Reserve Bank (San Francisco, CA)
- …examinations, common team horizontal examinations, and supervisory issues follow-up. The **Senior Risk Specialist ** position is an excellent opportunity to join ... A core component of the LISCC Program is the Governance and Controls (G&C) Program which consists of three...in-line with the applicant's areas of expertise. The Senior Risk Specialist will work closely with DST… more
- Morgan Stanley (Miami, FL)
- …the end-to-end financial crimes risk process *Responsibilities* The Financial Crimes Risk Governance and Change Management Oversight VP will be responsible ... more than 1,200 offices in 43 countries. As a market leader, the talent and passion of our people...statement and all policies and processes established within the risk governance framework * Serve as the… more
- Federal Reserve Bank (New York, NY)
- …processes of the largest bank holding companies. **Your role as a Capital Markets Supervising Examiner - Market Risk Specialist :** As a Market Risk ... Group supports the LISCC supervision program, specifically within the Capital Program on the Market Risk team. The Capital Program is led by the Capital Steering… more
- M&T Bank (Buffalo, NY)
- …cybersecurity policies, procedures, and best practices. Create and update governance frameworks and processes to ensure organizational resiliency.-Participate in the ... ensure successful process implementation. Partner with cybersecurity, technology, and risk teams to mitigate risk through robust...efforts M&T Bank is committed to fair, competitive, and market -informed pay for our employees. The pay range for… more
- American Express (Phoenix, AZ)
- …guidance provided to BU are in alignment with standards set by centralized specialist risk -stripe teams + Comply with enterprise policies and programs pertaining ... ensure the BU is equipped with in-depth knowledge of risk -stripes to manage and mitigate these risks effectively; supports...is looking for a Sr. Analyst of New Product Governance (NPG) & Go to Market (GTM)… more
- TD Bank (Mount Laurel, NJ)
- …for this role. **Line of Business:** Risk Management **Job Description:** The Group Risk Specialist provides a comprehensive and diverse range of risk ... based on overall strategy and industry best practices. Non-model risk role is providing governance and oversight...May be responsible for providing support for other major risk areas (eg Market , Credit, Reputational and/or… more