• MSRB Staff Auditor

    State of Massachusetts (Boston, MA)
    …authorized entities. The MSRB has locations in Boston and Springfield, Massachusetts. The MSRB Staff Auditor is responsible for assisting the MSRB ... and Finance* **Organization:** **Off of State Treas & Rec Genrl* **Title:** * MSRB Staff Auditor * **Location:** *Massachusetts-Boston-1 Winter Street*… more
    State of Massachusetts (11/05/24)
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  • Manager Control Testing/Reporting 2LOD

    City National Bank (Los Angeles, CA)
    …experience in the financial services industry + Minimum 3 years of experience supervising staff **Skills and Knowledge** + Knowledge of FINRA, SEC, MSRB , FRBNY ... + Preferred Certifications: CPA - Certified Public Accountant, CIA - Certified Internal Auditor , CISA - Certified Information Systems Auditor , and CISSP -… more
    City National Bank (11/01/24)
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