- Genmab (Plainsboro, NJ)
- …VP and Global Head of Information Security and IT Risk & Compliance , playing a strategic role in the Information Security Leadership Team.Primary ResponsibilitiesThe ... other Genmab locations (US, DK, NL)Colleagues within Security, Risk, and Compliance team, in particular security architects and Genmab Security Operations… more
- Wells Fargo (St. Louis, MO)
- …Risk as part of **Corporate & Investment Banking (CIB) Compliance .** As the Lead Compliance Officer , you will support the business aligned compliance ... on the Fixed Income Sales & Trading Compliance Team. Will be responsible for supporting one of...one of the following coverage areas: + Business Aligned Compliance Officer (BACO) for the Strategic Relationship… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...Compliance Advisory experience at a broker dealer covering fixed income and/or fixed income futures activities.… more
- Bank of America (New York, NY)
- Compliance & Operational Risk Manager- Global Markets & Fixed Income New York, New York **Job Description:** At Bank of America, we are guided by a common ... and drives actions to address the root causes that lead to compliance risk issues and/or operational...As a member of an FLU or CF C&OR officer team, the C&OR Manager is accountable for proactive… more
- Truist (Atlanta, GA)
- …2. Analyze existing policies, procedures, processes and controls to determine gaps. Lead or assist in leading compliance initiatives necessary in implementing ... compliance actual and emerging risk scenarios within the Fixed Income Sales & Trading business unit and/or functions....Sales & Trading business unit and/or functions. 4. Take lead of the Fixed Income Sales &… more
- Wellington (Boston, MA)
- …aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, ... infrastructure against these growth initiatives and implementing enhancements where necessary. The Compliance Officer will be a member of the Legal, … more
- Wellington (Boston, MA)
- …Therefore, a key responsibility of the role is to work with the Chief Compliance Officer to build-out, manage and execute the compliance infrastructure ... Group and will report to the Private Investments Chief Compliance Officer , working closely with other ...Ability to self-start, think creatively and initiate projects that lead to improved scalable workflows + Highly organized and… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage...sales and trading groups with a focus on all Fixed Income activities including Primary Dealer. + Provides advice… more
- General Dynamics Information Technology (Aurora, CO)
- …Accreditation_ _Process_ _Review required documentation to ensure quality, completeness and compliance with ICD 705 and/or other applicable regulations (ie FFC, CSP, ... in ensuring program requirements are met._ _Experience preparing Preconstruction Fixed Facility Checklists (FFC), Construction Security Plans (CSP), TEMPEST… more
- City of Reno, NV (Reno, NV)
- Logistics Officer Print Subscribe Class Title Logistics Officer Class Code 3722 Salary $68,099.20 - $95,804.80 Annually + Definition + Benefits Classification ... below to address business needs and changing business practices. Lead , plan, train, and review the work of the...of the unit including overseeing, maintaining, and tracking all fixed assets for the Reno Fire Department. Train assigned… more
