- Citigroup (New York, NY)
- …the organization to execute on the TBE Vision and Strategy. The Technology Regulatory Exam Management Officer will report to the NAM & International Technology ... Regulatory Exam Management Senior Lead and will be...deliverable request and meeting materials + Provide coaching to business management and their team in advance… more
- Citigroup (Tampa, FL)
- …the organization to execute on the TBE Vision and Strategy. The Technology Regulatory Exam Management Senior Analyst (C12) will report to the NAM & International ... Technology Regulatory Exam Management Senior Lead. This role will...and meeting materials + Assist in providing coaching to business management and their team in advance… more
- JPMorgan Chase (Plano, TX)
- The Corporate Third Party Oversight (CTPO) Exam Management team has a pivotal role in leading and supporting regulatory, internal and external exam activity ... reporting/metrics and ongoing analyses of all global regulatory activities + Strengthen exam management framework to ensure consistent exam practices,… more
- TD Bank (Fort Lauderdale, FL)
- …Department, the US CCO and the Compliance Executive Team The Audit and Exam Management team of US Compliance Operations and Governance manages internal ... activities + Centralized policy and reports inventories + Internal Audit, regulatory exam , and ongoing supervision management , finding tracking, and remediation… more
- JPMorgan Chase (Wilmington, DE)
- …status quo and striving to be best in class. As a Card Risk Governance and Exam Readiness Vice President in Risk Management and Compliance, you will support Card ... of action items related to strategic planning, recurring deliverables, and emerging issues . Your ability to influence a matrixed management structure across… more
- TD Bank (Charlotte, NC)
- …identifying issues and opportunities and recommending action to senior management in the governance and control space **Shareholder Accountabilities:** + Ensures ... : Charlotte, North Carolina, United States of America **Hours:** 40 **Line of Business :** Governance & Control **Pay Detail:** $86,840 - $130,000 USD TD is committed… more
- Citigroup (New York, NY)
- …plus **Job Family Group:** Compliance and Control **Job Family:** Regulatory Liaison & Exam Management **Time Type:** Full time **Primary Location:** New York ... order to partner to develop and apply Client Regulatory Management program solutions that meet business and...facts and circumstances (as applicable) to respond to potential issues identified during the examination, pre- exam sessions… more
- Capital One (Mclean, VA)
- …working with the first line of defense Technology and Cyber teams, Lines of Business , and second line of defense risk management teams, to ensure effective ... United States of America, McLean, Virginia Principal Associate, Risk Manager - Audit & Exam Engagement As a Principal Associate, Risk Manager on Cyber's Audit & … more
- JPMorgan Chase (New York, NY)
- …with Compliance, Conduct and Operational Risk (CCOR); Internal Audit; Control Management ; Business Resiliency; Third Party Oversight; Risk; Business ... Lines of Business , countries, and regions. Experience working with senior management . + Strong oral and written communication skills with an ability to convey… more
- JPMorgan Chase (New York, NY)
- …with Compliance, Conduct and Operational Risk (CCOR); Internal Audit; Control Management ; Business Resiliency; Third Party Oversight; Risk; Business ... Lines of Business , countries, and regions. Experience working with senior management . + Strong oral and written communication skills with an ability to convey… more