- SMBC (Jersey City, NJ)
- …employees. **Role Description** SMBC's Compliance Department Americas Division is seeking a VP of Swap Dealer Compliance Monitoring & Testing (M&T). The VP ... the consolidation and reporting of results within local and Head Office reporting. **Qualifications and Skills** + 7+ years...and Skills** + 7+ years of swap dealer experience + Has a Compliance Testing ,… more
- SMBC (Jersey City, NJ)
- …of this function will encompass SMBC Group's Americas Division, inclusive of US broker dealer and registered swap dealer ; SMBC Group's wholesale and retail ... Department Americas Division ("CPAD"), reporting to the Executive Director, Head of Risk and Control Assessment. As a Compliance...of this role will be on the US broker dealer and US swap dealer .… more
- US Bank (Chicago, IL)
- …stakeholders to implement and maintain the operational solutions necessary to support the Swap Dealer rates and commodity business. The Business Analyst will ... various ad hoc projects, such as system upgrades and testing . The ideal candidate should help Head ...industry-wide initiatives that may have a material impact on swap data reporting. This position offers a hybrid/flexible schedule… more
- SMBC (New York, NY)
- …of the Dodd Frank Act, CFTC Rule 23.600, the Volcker Rule, and Swap Dealer registration requirements. Communication and Leadership 1. Excellent communication ... and Hong Kong. SMBC CM is an established derivatives dealer with a broad product portfolio, with specific emphasis...Volcker Rule and produces monthly analysis. 3. Assists Group Head in coordinating the New Product Committee process for… more