- Federal Reserve Bank (New York, NY)
- …with a focus on governance , controls and risk management. As a Lead Examiner focused on the firm's financial and non-financial risk profile, you will ... the Second District. **Your role as an Institutional Supervision Lead Examiner :** This role is on the...risk assessments, as well as related coverage areas in governance and controls . You will also partner… more
- Federal Reserve Bank (Chicago, IL)
- …assessment of non-financial risks within a large and complex financial institution. The Lead Large Bank Examiner will be responsible for evaluating the ... effectiveness of a large and complex financial institution's governance and controls framework, internal audit program...of a core line of business. The individual will lead supervisory assessments and examinations over corporate governance… more
- Federal Reserve Bank (New York, NY)
- …US Operations (FBOs) in the Second District. **Your role as an LFBO** **Compliance Risk** ** Lead Examiner ** **:** You will work in a dynamic team environment and ... the Federal Reserve carry out its regulatory responsibilities. The Compliance Risk Lead Examiner will have primary responsibility for examinations, continuous… more
- Federal Reserve Bank (New York, NY)
- …function is responsible for executing the LISCC supervisory program (covering Capital, Governance and Controls , Liquidity, Recovery and Resolution Planning, and ... governance , strategy, financial condition, independent risk management, internal controls (including Internal Audit), and business line management. In this role,… more
- Federal Reserve Bank (New York, NY)
- …infrastructure reform and resilience. **Your role as a Cyber/IT Risk Supervising Examiner :** You will lead examinations and contribute to supervisory assessments ... complying with applicable banking laws, regulations and policy statements. The role will lead a group of field examiners comprising of members from the Federal… more
- Federal Reserve Bank (San Francisco, CA)
- …threats to financial stability. A core component of the LISCC Program is the Governance and Controls (G&C) Program which consists of three core assessment areas ... excellent opportunity to join the WFC DST on the Governance & Controls team! This role is...divisions across the three lines of defense. + Play lead role in examinations and ongoing monitoring to determine… more
- Intuit (Los Angeles, CA)
- …and thrive in a fast-paced environment then come join our team! The AML Program Governance Manager will report to the Bank Secrecy Act (BSA) / AML Compliance Officer ... for Intuit and will assist in managing AML program governance and oversight of the AML compliance program. We...direct management experience or experience serving in a team lead capacity. + Minimum of two (2) years of… more
- TD Bank (Mount Laurel, NJ)
- …Business Line Experience in Core Bank Operations + Strong Understanding of Risk & Controls + Experience drafting Risk & Control documentation including, but not ... Liaison (BLL) supports the execution of all risk and governance activities within their designated line of business area...(LOB) for any potential self-identified findings and document the control breakdown and root cause & communicate to relevant… more
- Federal Reserve Bank (New York, NY)
- …supervisory plans and ratings. Each DST partners with national programs (Capital, Governance and Controls , Liquidity, Resolution and Recovery Planning) to plan ... assessments of their supervised firm. **Your role as Institutional Supervision Supervising Examiner :** + Lead or participate in firm-specific reviews and… more
- Federal Reserve Bank (San Francisco, CA)
- …function is responsible for driving the LISCC supervisory program (covering Capital, Governance and Controls , Liquidity, Recovery and Resolution Planning, and ... relevant supervised firm's business models and the adequacy of the compliance control framework for addressing such risks. **Essential Responsibilities:** + Lead … more