- Amazon (Arlington, VA)
- …support customers? Do you have the business background necessary to manage a Governance Risk and Compliance function? AWS Professional Services (ProServe) ... is building a Governance , Risk Management and Compliance ...hypotheses using rigorous monitoring and analysis. As a GRC specialist , you will coordinate with stakeholders across risk… more
- PNC (Pittsburgh, PA)
- …contribute to the company's success. We are looking to hire a Compliance Program Specialist for Swap Dealer Risk Governance team in Compliance within ... manager's discretion. Additional locations may be considered. Swap Dealer Risk Governance , subject to CFTC regulations. BCMC...and reviews activity to ensure it falls within established risk control limits. Executes on the Compliance … more
- Federal Reserve Bank (San Francisco, CA)
- …and related risks are identified, measured, monitored, and controlled at each firm. The Risk Specialist Team (RST) within S+C's Risk , Policy and Analysis ... A core component of the LISCC program is the Governance and Controls (G&C) program. The Independent Risk...RST has a fantastic opportunity for **a Senior IT Risk Specialist ** to join its LISCC IT… more
- Federal Reserve Bank (San Francisco, CA)
- …examinations, common team horizontal examinations, and supervisory issues follow-up. The **Senior Risk Specialist ** position is an excellent opportunity to join ... A core component of the LISCC Program is the Governance and Controls (G&C) Program which consists of three...in-line with the applicant's areas of expertise. The Senior Risk Specialist will work closely with DST… more
- SMBC (New York, NY)
- …its Risk Management Department. The role will report into the Team Lead of the Risk Governance team. Coverage area for the role will be across all of SMBC ... communication skills. **Role Objectives: Delivery** 1. Maintains the entity level Risk Governance under CFTC/NFA and FINRA Regulations. Additionally maintains… more
- BMO Financial Group (Tempe, AZ)
- …study or an equivalent combination of education and experience. + Experience in risk management, audit, compliance , governance and/or project management is ... promote transparency, accuracy, consistency across groups. Applies specialized knowledge of risk management, regulatory compliance and internal controls related… more
- PNC (AL)
- …and have an opportunity to contribute to the company's success. As a LOB Risk Specialist Senior within PNC's Supply Chain Management organization, you may be ... areas. * Ensures appropriate documentation is completed. Includes review of reporting by risk area on compliance validation, control framework and risk … more
- TD Bank (Mount Laurel, NJ)
- … governance , oversight, and support for central elements of the US Compliance Risk Management Program, including: + Compliance -wide frameworks, guidelines ... Compliance Monitoring Program. In this position, the Compliance Specialist will assist the team in...skills, and attention to detail. **Job Description:** The Senior Compliance Governance & Operations Analyst provides a… more
- TD Bank (Mount Laurel, NJ)
- …with risk appetite + Ensures business operations are in compliance with applicable internal and external requirements (eg financial controls, segregation of ... Leads / facilitates and/or implements action/remediation plans to address performance/ risk / governance issues **Employee/Team Accountabilities:** + Provides thought… more
- TD Bank (Falmouth, ME)
- …for this role. **Line of Business:** Governance & Control **Job Description:** The Governance & Control Specialist manages a portfolio of governance and ... and reported as intended. Reperformance will be across Regulatory Compliance QC areas. **Depth & Scope:** + Highly seasoned...risk and control functions + Advanced knowledge of governance , risk and control procedures, strategies &… more