- Citizens (Boston, MA)
- Description This FINRA / Securities Specialist Investigator III will be tasked with investigating potential federal FINRA Rules and Securities Law ... associated persons. In this role, you will perform investigative functions for securities cases to develop complete and factual investigative records and make… more
- Bank of America (Chicago, IL)
- Global Financial Crimes Compliance (GFCC) Investigator - Brokerage Charlotte, North Carolina;Jersey City, New Jersey; New York, New York; Pennington, New Jersey; ... to Law Enforcement as required. The Global Financial Crimes Compliance (GFCC) Investigator performs end-to-end investigations across one or more lines of business… more