- Federal Reserve Bank (Dallas, TX)
- …Federal Reserve Bank of Dallas (RB) is seeking a versatile and highly motivated experienced ** Examiner / Risk Specialist ( Consumer Affairs)** . You will be ... examiners. You will work with members of the entire Consumer Affairs team as required to meet the mandated...Possess or develop in-depth expertise in one or more risk areas or topics, such as Community Reinvestment Act,… more
- Federal Reserve Bank (Minneapolis, MN)
- …their financial transactions. We currently have a role open for an IT/Cybersecurity risk specialist in the System Analytics and Support group, participating on ... effective implementation of statutes that inform and protect the consumer . This bank also works with other federal and...examiner with experience in large financial institution IT/cyber risk management preferred. In lieu of examiner … more
- Federal Reserve Bank (San Francisco, CA)
- …and Monitoring and Analysis) for domestic global systemically important banks (G-SIBs). The Risk Specialist Team (RST) within S+C's Risk , Policy and ... the RST has a fantastic opportunity for a **Sr. Risk Specialist ** to join its LISCC compliance...monitoring, exams, and special projects. + Serve as an Examiner -in-Charge for large-scale reviews of complex institutions to evaluate… more
- Bank of America (Charlotte, NC)
- Audit Manager - Consumer Compliance Charlotte, North Carolina;East Hartford, Connecticut; Dallas, Texas; Providence, Rhode Island; Wilmington, Delaware **Job ... audit strategy for Lines of Business (LOBs). Key responsibilities include driving risk -based auditing by defining scope and test procedures to evaluate the control… more
- Patent and Trademark Office (Alexandria, VA)
- …Join the USPTO's commitment to quality as a Patent Review Quality Assurance Specialist (RQAS) in OPQA. Responsibilities The physical worksite for this position is ... experience for this position includes: Experience as a Primary Examiner applying design technology concepts to the patent examining...Memo, which gives consent so that one or more consumer credit reports may be obtained for employment purposes.… more
- Huntington National Bank (Minnetonka, MN)
- …change process, review and monitoring of third-party relationships for compliance risk , maintaining and overseeing corporate compliance owned policies and operating ... relationships, and for scheduled/existing third-party ongoing monitoring for compliance risk . Determine and notify appropriate Compliance SME of required assessment.… more
- Federal Reserve Bank (New York, NY)
- …Management Supervising Examiner :** As a LISCC G&C Quality Management Exam Specialist , you will join a dynamic team that supports the G&C steering committee ... + Ensure supervised institutions' compliance with relevant laws and regulations, including consumer protection + Facilitate the stability of the financial system of… more
- Citizens (Boston, MA)
- Description This FINRA/Securities Specialist Investigator III will be tasked with investigating potential federal FINRA Rules and Securities Law violations and, when ... Act, Investment Advisers Act, Sarbanes-Oxley Act, Dodd-Frank Wall Street Reform and Consumer Protection Act, Bank Secrecy Act, Best Execution Rule ( Rule 5310),… more
- Capital One (Plano, TX)
- …+ **5+ years of experience in auditing, financial crimes compliance, corporate or consumer compliance, risk management, or a combination** + **2+ years of ... + **6+ years of experience in auditing, financial crimes compliance, corporate or consumer compliance, risk management, or a combination** + **4+ years of… more
- Capital One (New York, NY)
- …Administration + Professional Certification such as Certified Anti-Money Laundering Specialist (CAMS), Certified Fraud Examiner (CFE), Certified Internal ... or Certified Regulatory Compliance Manager (CRCM) + Experience with consumer compliance, privacy and conduct risk management...Experience with consumer compliance, privacy and conduct risk management + 15+ years of experience in internal… more