- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer, US Closing date for applications: 29/09/2024 Stamford,United States Permanent Full Time \#R-00241613 ... to ensure the proper operations of the department and the business. ** Director , Electronic Trading Compliance Officer, US** Seeking an experienced… more
- Morgan Stanley (New York, NY)
- …(M/F/Disability/Vet). **Job:** **Investment Banking/Sales/ Trading /Research* **Title:** *IED - Electronic Trading Business Controls- Executive Director * ... * Electronic Trading Business Controls * ...stakeholders including Product Management, Traders, Client Coverage, Legal and Compliance , Technology, Operations, Desk Strategists, Quantitative Research, Clients and… more
- Citigroup (New York, NY)
- …distribution is a senior level position responsible for overseeing the growth of Rates electronic trading , in coordination with the Trading team. The overall ... share objectives and to coordinate with key stakeholders to develop the trading franchise. **Responsibilities:** + Build and maintain a franchise and connect with… more
- BMO Financial Group (New York, NY)
- The US Capital Markets Compliance Team is seeking a Compliance Director with primary accountability for the Firm's Cash Equities Electronic Trading ... of additional risk mitigating controls pertaining to the Firm's Cash Equities Electronic Trading businesses. The role requires deep expertise of the… more
- S&P Global (Princeton, NJ)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... Role:** **Grade Level (for internal use):** 13 **The** **Role:** Director of Data Science - NLP, LLM and GenAI...monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance… more
- S&P Global (New York, NY)
- …**Grade Level (for internal use):** 13 **_The_** **_Role:_** **_Regional Commercial Director - Regulatory Compliance_** **The Team:** This commercial position is ... part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial Head of Documentation and Regulatory Solutions, you will work… more
- S&P Global (Boulder, CO)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... **The Team:** S&P Global Ratings is seeking an Associate Director to join its Structured Finance practice, which provides...for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- S&P Global (Boulder, CO)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... the Role:** **Grade Level (for internal use):** 12 **Associate Director : Americas Public Finance - Housing** **The Team** The...for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more
- S&P Global (AR)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... to transform risk management. We are seeking an **Associate Director of Generative AI Platform Engineering** to join our...align with business requirements. + Implement security measures and compliance standards of the platform and APIs to ensure… more
- S&P Global (Monterey, CA)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... and federally-enhanced housing issues across the country. As a Director , you will participate in the management of a...for all. S&P Global has a Securities Disclosure and Trading Policy ("the Policy") that seeks to mitigate conflicts… more