- TD Bank (New York, NY)
- …they should be tracked + Utilize the Firm's in-house system, Merlin, for TDS US Compliance monitoring and testing activities + Provide review and challenge ... more specific details for this role **Job Description:** The Director Compliance TDS oversees/leads a team(s) of...oversee Oversight Program over first line and second line Monitoring and Testing Activities + Conduct Quality… more
- Oriental Bank (San Juan, PR)
- … is primarily responsible for the maintenance and administration of Oriental Bank's Compliance Monitoring & Testing , Review and Training Plans. Active ... Testing or Reviews Tracking System. + Assist the Compliance Director or designee to update the...federal regulatory exams, external and internal audits. + Supervise Monitoring & Testing employees. Carry out supervisory… more
- Capital One (Plano, TX)
- …mitigate the risk of the applicable requirements and are operating as intended. The Compliance Testing Director is responsible for assuring testing ... Plano 5 (31065), United States of America, Plano, Texas Director , Regulatory Compliance Testing The...+ At least 5 years of financial services consumer compliance monitoring experience + At least 5… more
- City of New York (New York, NY)
- … of the Medical Division, DSNY seeks to recruit an experienced candidate to serve as Director of Drug and Alcohol Testing (DAT) for the entire agency. This role ... annually for employees of multiple city agencies and manages vendor contracts for additional testing as needed. The DAT Director supervises an internal team and… more
- M&T Bank (Clanton, AL)
- **OVERVIEW** The Compliance Risk Manager Director , Consumer Protection Office reports to the Chief Compliance Officer within M&T Bank's Compliance Risk ... of fair lending quantitative analytics and fair lending advisory and qualitative monitoring activities to manage fair lending compliance efforts across various… more
- Capital One (Mclean, VA)
- Center 1 (19052), United States of America, McLean, Virginia Audit Director , FCC & Compliance (Hybrid) Capital One's Audit function is a dedicated group of ... all aspects of compliance and/or financial crimes compliance across the bank. A Director on...will be responsible for designing and executing a risk-based testing strategy to ensure the quality of Consumer and… more
- Santander US (New York, NY)
- …of America The Senior Director , Model Validation for Santander US Compliance models (Transaction Monitoring , Sanctions Screening, Fraud Risk, etc) will be ... Senior Director , AML Compliance Model Validation Country:...Model Development and/or Validation of, Compliance , transaction monitoring , Below the Line testing , and Risk… more
- BMO Financial Group (New York, NY)
- …training needs and helps develop training based on gaps identified through the compliance monitoring and testing . + Identifies enhancements to business ... Capital Markets Compliance Team is seeking a Compliance Director with primary accountability for the... compliance program. Coordinates and performs risk assessment, monitoring , testing and surveillance activities to ensure… more
- Capital One (New York, NY)
- …299 Park Avenue (22957), United States of America, New York, New York Audit Director , Financial Crimes Compliance (Hybrid) Capital One's Audit function is a ... candidate will focus on all aspects of financial crimes compliance across the bank. A Director on...will be responsible for designing and executing a risk-based testing strategy to ensure the quality of AML, Sanctions… more
- Citigroup (Tampa, FL)
- …and in implementation of cost effective and technology enabled innovative solutions in compliance monitoring , testing , and reporting + Effective negotiation ... risk assessments of Citi's compliance risks; performing independent testing activities ( testing and on-going monitoring ) to assess the design and… more