- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Control Management Officer . This position will be in the CIB Markets Business Control organization, partnering ... Markets Division products. + Experience in large and complex banking or broker/dealer institutions, risk management leadership experience in multi-jurisdictional… more
- TD Bank (New York, NY)
- …**Line of Business:** Compliance **Job Description:** **Department Overview:** The Fair Banking Compliance Officer provides second line oversight and ... support to TD Bank's compliance and business units related to fair lending and...on a team that provides independent oversight of fair banking and support for other Fair Banking … more
- Solvay Bank (Syracuse, NY)
- …Consider an exciting opportunity as part of our Enterprise Risk Management team. Compliance Officer Under the general direction of the VP, Enterprise Risk ... https://dol.ny.gov/system/files/documents/2023/06/p690-your-rights-as-an-employee-to-express-breast-milk-at-work-.pdf https://dol.ny.gov/system/files/documents/2022/02/ls740\_1.pdf Position Title: Reports To: Compliance Officer VP, Enterprise… more
- Dickinson Financial Corporation (Rogers, AR)
- …with the vibrant small businesses in our communities. A successful Business Banking Officer effectively generates, evaluates, and services small business clients ... **Summary** : Business Banking Officers play a critical role in our...and applicable state and federal laws. This includes completing compliance training and adhering to internal procedures and controls;… more
- Robert Half Finance & Accounting (Newburyport, MA)
- …client is a Community Bank and they are looking to bring onboard a Chief of Retail Banking Officer to the team. This position is located in the North Shore of ... with business partners and team management is critical, along with adherence to corporate policies and banking regulations. Requirements You should have a… more
- Wells Fargo (Irving, TX)
- **About this role:** Wells Fargo is seeking a Senior Lead Independent Testing Officer in Independent Testing & Validation (IT&V) as part of Corporate Risk. Learn ... to standards and other applicable policies. The Senior Lead Independent Testing Officer role will provide strategic management, support & leadership during testing… more
- JPMorgan Chase (New York, NY)
- …(GCB) Product and Coverage teams to support the execution of Investment and Corporate Banking transactions across Equity Capital Markets, Debt Capital Markets, ... product bankers, Wholesale KYC Operations (WKO) Client Office and Compliance teams in region to meet local or product...+ Previous experience and sound knowledge of investment and corporate banking products (Acquisition and Leveraged Finance,… more
- MUFG (Dallas, TX)
- … business with existing customers, 3) Driving bank-wide project especially on corporate banking business for Japanese large companies, and 4) Initiating ... Primary Office in Japan. + Support Senior RMs by acting as liaison between Japanese Corporate Banking in Dallas, Product Office in NY and Primary Office in Japan… more
- Citigroup (New York, NY)
- …a top economics, business, or financial engineering program **Job Family Group:** Institutional Banking **Job Family:** Corporate Banking **Time Type:** Full ... and other types of financial transactions in coordination with the Institutional Banking team. The Senior Banker also serves as an intermediary in trading… more
- Wells Fargo (Charlotte, NC)
- …today. **About this role:** Wells Fargo is seeking a Lead Control Management Officer for Corporate Risk Control team within the Control Management organization. ... for Consumer and Small Business Banking , Commercial Banking , Wealth and Investment Management, Corporate and...(ICP) requirements, and Quality Control and Quality Assurance. This Officer will serve as a key individual contributor and… more