- M&T Bank (Clanton, AL)
- …with applicable laws, rules & regulations aligned to M&T's Mortgage portfolio. The Compliance Testing Advisor is also responsible for the oversight and ... **Overview:** The Compliance Testing Advisor is responsible for the managing, leading, and execution of compliance testing engagements utilizing a… more
- FirstBank PR (GU)
- …review of applications and originated loans to ensure regulatory and investor requirements compliance , management of audit requests for the mortgage business and ... Mortgage Audit & Risk Assessment Manager - Mortgage...At FirstBank PR, we strive to be a trusted advisor to our clients and our employees are the ones… more
- Huntington National Bank (Minnetonka, MN)
- …with a passion for identifying and mitigating business risk. Serving as an advisor to your business segment, the Project Manager becomes both a subject matter ... and operational audits that ensure Huntington's control environment supports sustainable compliance with policies, procedures, and laws. You will collaborate with… more
- Capital One (New York, NY)
- NYC 299 Park Avenue (22957), United States of America, New York, New York Compliance Advisor Senior Manager The Compliance Advisor Senior Manager will ... & Co., TripleTree, LLC. (collectively "Commercial Broker Dealers" or "CBDs"). The Compliance Advisor Senior Manager will work independently from the CBD… more
- M&T Bank (Clanton, AL)
- **Overview:** The Compliance Advisor in the Compliance Risk Management ("CRM") organization will take on a key leadership role in identifying, assessing, and ... Diligence, suspicious activity, OFAC and regulatory reporting. **Scope of Responsibilities:** The Compliance Advisor works under general supervision of the … more
- CIBC (Chicago, IL)
- …To learn more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Compliance Advisor will be instrumental in supporting the execution ... IL-120 S LaSalle St **Employment Type** Regular **Weekly Hours** 40 **Skills** Compliance Reporting, Compliance Testing , Decision Making, Regulatory … more
- Thrivent Financial (Salt Lake City, UT)
- …in the areas of compliance risk assessments, regulatory change management, compliance testing & monitoring, and issue management workflows. Certificates or ... Bank's Community Reinvesment Act Program as well as broad Compliance activities, Compliance Assurance Testing ,...and efficiency. This role serves as a trusted business advisor and will bring a balanced and pragmatic risk-reward… more
- City National Bank (Los Angeles, CA)
- …Sitting within the 1LOD Controls Team, this individual will act as a trusted advisor to Mortgage and Controls Team leadership through monitoring of business ... reporting on all key non-financial risks related to CNB's Mortgage business, which is part of the Consumer Banking...business partners and risk units, to help prepare for testing , audits and other related risk activities. Provides… more
- Deloitte (New York, NY)
- …had the work-hard/play-hard mentality. NFTS service lines provide tax planning and compliance support for the largest organizations across all industries. One of our ... and ABS markets are consistently challenged to properly address the tax planning and compliance that can apply. This quickly becomes a task that is often heavily… more
- Valmont Industries, Inc. (Omaha, NE)
- …the analysis of project requirements, effort estimation, functional and/or technical testing , as well as coordinating and supporting user acceptance testing ... participate in business lead improvement events as a Trusted Advisor . The manager will be assigned scope one or...and best practices to protect company data and ensure compliance . + Develop and maintain functional documentation that detail… more