- Mizuho Corporate Bank (New York, NY)
- …risks Summary ACD seeks a Vice President, Compliance Monitoring within the Compliance Risk Management team to support the Compliance ... Monitoring Program. This role is ideal for seasoned Compliance , Risk Management , or Audit...skills. This role reports directly to the Head of Compliance Risk Management . Principal Duties… more
- Federal Reserve Bank (San Francisco, CA)
- …Experience in assessing, validating, designing, or managing various compliance risk management controls, including monitoring /surveillance systems such ... evaluate the quality and effectiveness of firm's legal and compliance risk management practices and...with complex compliance profiles, including reporting lines, compliance monitoring and testing, risk … more
- Citigroup (Tampa, FL)
- …with examiners, auditors etc. + Knowledge of key Compliance processes- Regulatory Management , Risk Assessment, Monitoring and Testing + Awareness of ... Compliance Risk officer for Independent Compliance Risk Management (ICRM) responsible...established within the risk governance framework. + Monitoring adherence to Citi's Compliance Risk… more
- Capital One (Mclean, VA)
- …Suite experience + At least 3 years of experience in compliance testing, risk management , compliance monitoring , quality assurance, control review or ... + Bachelor's degree + 3+ years of financial services consumer compliance monitoring , auditing, risk management or compliance experience + 2+ years of… more
- Capital One (Richmond, VA)
- …Experience** + **At least 2 years of experience in Compliance Testing, Risk Management , Compliance Monitoring , Quality Assurance, Audit, ... + **3+ years of experience in Compliance Testing, Risk Management , Compliance Monitoring , Quality Assurance, Audit, International/Global… more
- Capital One (Mclean, VA)
- …certification + At least 2 years of experience in compliance testing, risk management , compliance monitoring , control or transaction reviews, ... Qualifications:** + Bachelor's Degree + 3+ years of financial services consumer compliance monitoring experience + Certified Regulatory Compliance Manager… more
- DealerOn, Inc. (Rockville, MD)
- …Degree or equivalent + 3+ years of related experience within professional services, project management , compliance monitoring , risk management , or ... Assist with preparation and updating of evidence collection and compliance monitoring evaluation criteria. + Daily project management of internal auditing… more
- Truist (Charlotte, NC)
- …job description:** **Remote considered for the right candidate** Perform risk management and compliance monitoring for assigned business unit/corporate ... and applicable supporting documents to perform compliance monitoring , adhering to applicable risk management policies and procedures, and obtaining root… more
- Truist (Greensboro, NC)
- …States of America) **Please review the following job description:** Perform risk management and compliance monitoring and testing for assigned business ... of key controls, monitoring of key indicators relative to other risk management tools and regulatory compliance monitoring . Prepare detailed… more
- Wells Fargo (St. Louis, MO)
- …as complete core expectations of a mature Compliance Program including issues management , risk assessment, monitoring , and reporting. This role may also ... monitoring of business group risk -based compliance programs. + Maintain compliance risk...timely remediation of issues, deficiencies or regulatory matters regarding compliance risk management + Oversee… more