- SMBC (Jersey City, NJ)
- …to its employees. **Role Description** SMBC Group is seeking a Vice President for the Compliance Risk Assessment team ("CRA team") within the Compliance ... Executive Director, Head of Risk and Control Assessment . As a Compliance Risk Assessment ("CRA") Vice President, this role will assist in managing a… more
- Citigroup (Irving, TX)
- The Compliance Independent Assessment Technology Officer is accountable for gathering and documenting the business requirements from Compliance ... business requirements + Responsible for all aspects of the Compliance Independent Assessment BOW to ensure the...Family Group:** Compliance and Control **Job Family:** Compliance Risk Management **Time Type:** Full time… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, ... needs in a manner consistent with the Citi program framework. The Independent Compliance Risk Management (ICRM) Regulatory Architecture Compliance (RAC) team… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for Independent... Risk and Compliance training + Compliance Risk Assessment + Metrics Strategy ... risk governance framework. + Monitoring adherence to Citi's Compliance Risk Policies and measuring compliance...Escalations and Emerging Risks + Monitoring and Testing + Risk and Controls Assessment / RCSAs and… more
- Amazon (New York, NY)
- …2LoD Risk Function. The successful candidate will already be operating at Chief Risk Officer level at a financial services regulated company. They will have ... business judgement. Key job responsibilities - Design and deliver risk assessment and mitigation strategies to deliver...and budgeting. Basic Qualifications - Already operating at Chief Risk Officer level / previously approved for… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing ... compliance testing and reporting programs in accordance with the Compliance Independent Assessment Plan. + Participating in the planning, executing,… more
- City National Bank (Charlotte, NC)
- …laws and regulations. + Assist the Compliance Manager, Senior Compliance Officer , and Risk Assessment team with the evaluation of compliance ... **WHAT IS THE OPPORTUNITY?** Position is responsible for performing risk analysis and assessment of compliance...of business to remediation plans. + Works with Senior Compliance Officer , Compliance Manager to… more
- Citigroup (Irving, TX)
- …to all. **POSITION OBJECTIVE** Reporting to the 2nd Line Independent Senior Operational Risk Officer who has responsibility for oversight of US Personal Banking ... , Legal) in carrying out job responsibilities. The Operational Risk Officer is responsible for supporting the...Fraud, Technology & Data Management, etc. + Independent Credit Risk and Compliance Risk Management… more
- Citigroup (New York, NY)
- …first line of defense Underwriting (Credit Officer CO designation) including assessment of portfolio risk , liquidity of client positions, and credit limits, ... accordance with appropriate controls **Qualifications** + Experienced credit underwriter and/or credit risk officer with relevant Funds industry expertise + 5+… more
- Bureau of Alcohol, Tobacco, Firearms, and Explosives (Washington, DC)
- …considered. 1. Experience creating, staffing, implementing, and effectively maintaining a proactive internal compliance and risk assessment program for a law ... controls. 3. Experience managing an internal inspection program focused on policy compliance and risk management and providing senior agency leadership with… more