- Wellington (Boston, MA)
- …aligns our perspectives with those of our clients. **About the Role** The Compliance Officer will support Wellington Management's compliance program, ... these growth initiatives and implementing enhancements where necessary. The Compliance Officer will be a member of...and will report to the Head of Investment Platform Compliance , Americas , working closely with other … more
- Wellington (Boston, MA)
- …with those of our clients. **About the Role** **Core Regulatory Compliance Officer ** company overview Wellington Management offers comprehensive investment ... approximately $1.2 trillion in public investments. Position overview The Compliance Officer will be a member of...Group and will report to the Head of Core Compliance , Americas , working closely with other … more
- SMBC (New York, NY)
- …and Compliance . **Scope** The AD Operations FCO will report to the Americas Division Head of Functions Control Officer with an indirect reporting line ... and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US,...its employees. **Job Summary** The AD Operations Function Control Officer (FCO) is a leader, change agent, and risk… more
- Olympus Corporation of the Americas (Westborough, MA)
- …privacy professionals are committed to these goals. The Regional Privacy Officer (RPO) is responsible for representing, implementing and enforcing the organization's ... Global Privacy Program in the Americas region including but not limited... region including but not limited to monitoring program compliance , supporting and advising on daily operations of the… more
- GE Vernova (Greenville, SC)
- …detection, mitigation and corrective action. The role will report to the Chief Compliance Officer for the Power Segment. The role will engage business ... energy technologies of the future. What impact you'll make The Power Compliance Leader for the Americas will run all aspects of our compliance program across… more
- HSBC (New York, NY)
- … Policy by escalating any identified compliance risk in liaison with Global Compliance Officer , Area Compliance Officer or Local Compliance ... holder will lead, shape and steward the US and Americas performance. Delivering a cohesive and effective strategic overview...drivers that move these across all asset classes In compliance with applicable laws, HSBC is committed to employing… more
- Olympus Corporation of the Americas (Center Valley, PA)
- …legitimate._ **Job Description** Working in close alignment with the Executive Director, Compliance Officer / GRC Business Partner Lead, the Manager, ... appropriate manner. **Job Duties** + Assists the Executive Director, Compliance Officer / GRC Business Partner Lead...nearly 40 countries and regions. Olympus Corporation of the Americas , a wholly owned subsidiary of Olympus Corporation, is… more
- Olympus Corporation of the Americas (Center Valley, PA)
- …' Internal Investigations Committee comprised of the OCA General Counsel, OCA Chief Compliance Officer , and Vice President, Human Resources. + Serve as a ... primary responsibilities of the Senior Manager, Governance, Risk, and Compliance "GRC" Investigations include directing, managing, and conducting internal… more
- HSBC (New York, NY)
- **Description** **Regional COO Markets Treasury Americas , HSBC Bank USA NA, New York, NY:** The Regional Markets Treasure (MKTY) Chief Operating Officer (COO) is ... would like to apply to this position, please click the 'Apply' button.** **_In compliance with applicable laws, HSBC is committed to employing only those who are… more
- SMBC (New York, NY)
- …of the broker dealer's compliance risk, and is represented by the Chief Compliance Officer as either a member or observer of various committees such as ... and New York (NYSE: SMFG) stock exchanges. In the Americas , SMBC Group has a presence in the US,...Management, Compliance , and Training committees. The Senior Compliance Officer role may manage a coverage… more