- Raymond James Financial, Inc. (St. Petersburg, FL)
- …skills obtained through education and experience to support the operation of all compliance functions covering the Financial Holding Company requirements ... Abilities** **Knowledge of:** * Federal Reserve Bank Regulations governing Financial Holding Companies and Bank Holding...securities industry and/or banking compliance reviews. * Compliance and legal procedures in the financial … more
- Otis Elevator Company (Farmington, CT)
- …1CP - Farmington, CT One Carrier Place, Farmington, CT, 06032 USA **Job Title** Manager , Holding Companies **Role Overview** **:** The position of Manager , ... the corporation and the Otis worldwide business units in ensuring compliance with US GAAP, SEC Financial Reporting & financial policies. This position will… more
- SMBC (New York, NY)
- …than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...**Role Description** SMBC would like to hire a Senior Compliance Program Manager who would be responsible… more
- Robert Half Finance & Accounting (Virginia Beach, VA)
- …US GAAP to perform duties effectively. Requirements * Proven experience in a Director/ Manager Financial Reporting role or similar for at least 5 years. ... Description We are in search of a Director/ Manager of Financial Reporting to join...the consolidated balance sheets and income statements. * Ensure compliance with all SEC, FASB, and NYSE rules and… more
- Johnson Controls (Glendale, KY)
- …and supportive environment. If you are passionate about capital planning, project management, and financial analytics, we invite you to apply. What you will do As a ... Capital Planning & Project Manager , you will play a crucial role in the...This is akin to capital planning, with Johnson Controls holding and managing the Lifecycle funds, retaining any unspent… more
- Federal Reserve Bank (Philadelphia, PA)
- …and implement monetary policy, supervises banks and bank and savings and loan holding companies, and provides financial services to depository institutions and ... other related duties as assigned. **Subordinates:** Yes - Electrical Engineer/Project Manager , Code Compliance Administrator **Scope Measurements:** . Facilities… more
- SMBC (New York, NY)
- …than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function and… more
- Thrivent Financial (Salt Lake City, UT)
- …one of the following certifications are required: + Certified Regulatory Compliance Manager certification (CRCM). + Certified Anti-Money Laundering Specialist ... resiliency, working together to make the best decisions, and holding yourself and others accountable. + Supports and/or...or JD preferred. + Minimum 10 years of regulatory compliance experience in banking and/or financial services,… more
- SMBC (New York, NY)
- …than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is the holding company of SMBC Group, which ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function and… more
- Commonwealth of Pennsylvania (PA)
- …College/University + Course Title + Credits/Clock Hours 24 WORK BEHAVIOR 7 - FINANCIAL COMPLIANCE Provides a uniform and cost-effective system of accounting and ... Grants Manager (Administrative Officer 1) Print (https://www.governmentjobs.com/careers/pabureau/jobs/newprint/4653993) Apply ...experience. + The actual duties you performed related to financial compliance . + Your level of responsibility.… more