- SMBC (New York, NY)
- …to its employees. **Role Description** This individual will lead the infrastructure advisory team and partner with the overall compliance team and management ... processes. SCOPE Provide advice and oversight of SMBC's infrastructure compliance program, including bank, securities and...Division for all support functions. + Oversee and provide compliance advisory coverage and guidance to all… more
- KPMG (New York, NY)
- **Business Title:** Manager, Infrastructure Capital Projects & Climate Advisory (Transportation) **Requisition Number:** 112128 - 68 **Function:** Advisory ... new areas of inspiration and expand your capabilities, then consider a career in Advisory . KPMG is currently seeking a Manager, Infrastructure Capital Projects &… more
- CIBC (New York, NY)
- …Head of US Global Markets and the Regulatory Supervision team; + Providing ongoing Compliance advisory services to infrastructure support teams in Finance, ... monitoring program for its Equity and Equity Derivatives business; + Providing ongoing Compliance advisory services to the US Capital Markets business, which… more
- KPMG (Philadelphia, PA)
- **Business Title:** Associate, Infrastructure Project Advisory (Construction/Engineering) **Requisition Number:** 115311 - 77 **Function:** Advisory **Area ... consider a career in Advisory . KPMG is currently seeking an Associate in Infrastructure and Projects Advisory for our Deal Advisory (https:// advisory… more
- Marex (New York, NY)
- …(http://www.marex.com/) Purpose of Role: The Executive Compliance Officer - Solutions Advisory position will provide compliance advisory services across ... regulatory reporting requirements. The position will primarily focus on providing real-time compliance advisory services to the Marex Solutions Business units.… more
- TD Bank (New York, NY)
- …Description:** **Preferred Qualifications:** We are looking for a Vice President, Municipal Securities Compliance Advisory to join our team in New York. The ... ideal candidate must have compliance advisory experience in Municipal Securities business...with senior business personnel. + Strong knowledge of technology infrastructure and global booking models + Ability to work… more
- TD Bank (New York, NY)
- …**Job Description:** **Preferred Qualifications:** We are looking for a Director, US Markets Compliance Advisory to join our team in NYC. The ideal candidate ... + 7-10 years related experience, ideally 10+ years of compliance advisory experience. Similar experience with a...with senior business personnel. + Strong knowledge of technology infrastructure and global booking models + Ability to work… more
- TD Bank (New York, NY)
- …Description:** **Preferred Qualifications:** We are looking for a Vice President, US Markets Compliance Advisory to join our team in NYC. The ideal candidate ... personnel and relevant control personnel. **Position Requirements** + 5-7+ years of compliance advisory experience. Similar experience with a regulator or law… more
- Regions Bank (Miami, FL)
- …a strong compliance culture by developing and maintaining a program infrastructure that identifies, measures, and monitors compliance with all applicable ... of the system. **Job Description:** At Regions, the Corporate Compliance Analyst is a second line of defense risk...+ Time management skills + The R2 Corporate Functions Advisory Analyst will provide day to day advisory… more
- BlackRock (Princeton, NJ)
- …working with teams and engaging across functional areas. **_Qualifications:_** + Prior Advisory Compliance experience and/or knowledge of US federal securities ... a premier provider of global investment management, risk management and advisory services to institutional, intermediary and individual investors around the world.… more