- Citigroup (Irving, TX)
- The Compliance Independent Assessment Technology Officer is accountable for gathering and documenting the business requirements from Compliance ... Independent Assessment teams. The Technology Officer is a strategic professional who stays abreast of...business requirements + Responsible for all aspects of the Compliance Independent Assessment BOW to… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance testing officer for Independent Compliance Risk Management (ICRM)'s Independent Assessment team responsible for assessing ... compliance testing and reporting programs in accordance with the Compliance Independent Assessment Plan. + Participating in the planning, executing, and… more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Lead Independent Testing Officer within the Independent Testing & Validation (IT&V) group as part of Corporate ... and comfortable in direct interaction with senior lines of business partners, Compliance , Independent Risk Management, and Internal Audit. + Relevant… more
- CIBC (Chicago, IL)
- …based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, and maintaining ... Compliance mandate by providing timely, proactive advice and independent second line oversight to the US Capital Markets,...rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US… more
- Stanford Health Care (Palo Alto, CA)
- …to the President and CEO of both SHC and SMCH, the SHC/SMCH Chief Compliance Officer oversees a comprehensive hospital and clinical compliance program ... the compliance program. + Designing and conducting internal monitoring and independent assessments to detect violations of compliance and privacy laws and… more
- Citigroup (Irving, TX)
- …of compliance -related activities. + Developing effective relationships within USPB Compliance Independent Assessment and with other stakeholders ... as a Consumer Compliance monitoring and testing officer for Independent Compliance Risk...Compliance Risk Management (ICRM)'s US Personal Banking (USPB) Independent Assessment Organization team responsible for assessing… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... customer needs in a manner consistent with the Citi program framework. The Independent Compliance Risk Management (ICRM) Regulatory Architecture Compliance … more
- TD Bank (New York, NY)
- …of Business:** Compliance **Job Description:** **Department Overview:** The Fair Banking Compliance Officer provides second line oversight and support to TD ... The role will serve on a team that provides independent oversight of fair banking and support for other... Compliance Team procedures + Facilitates the periodic Compliance risk and self- assessment activities for designated… more
- Citigroup (Tampa, FL)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... assurance processes, eg Regional Enterprise wide and Horizontal risk assessments, self- assessment , internal audit or compliance assurance reviews. Supporting… more
- Citigroup (Irving, TX)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, ... Assessment / RCSAs and MCA + Policy Governance + Risk and Compliance training + Compliance Risk Assessment + Metrics Strategy + Compliance Risk Issue… more