- Robert Half Finance & Accounting (New York, NY)
- …are currently recruiting for a Compliance Associate role at a global Investment firm based in midtown Manhattan New York. Our client requires 2+ years' ... Investment Compliance experience at an RIA, Asset...handling confidential information + Bachelor Degree or higher The Compliance Associate role requires 3 days per… more
- Neuberger Berman (Chicago, IL)
- …to deliver a diverse set of high-quality, compelling materials that accurately represent our investment teams, products, and the firm . We are looking for an ... flexibility in prioritizing and updating as required by the firm + Coordinate the compliance review of...+ Cultivate and manage valuable relationships with internal teams: Investment Teams, Client Reporting, Compliance , Marketing, and… more
- Morgan Stanley (New York, NY)
- …efficient risk-adjusted returns, acting as a strategic advisor to the Board and protecting the Firm and Investment Funds from exposure to losses as a result of ... > Identifying, assessing and monitoring financial and liquidity risks related to the Firm 's Investment Management business (with specific focus on its Public … more
- T. Rowe Price (Baltimore, MD)
- …of amendments to existing accounts, and programming of all restrictions into the firm 's investment compliance monitoring system, Charles River. The ... us and grow your career with us. Role Summary Investment Compliance is a global function responsible...bring their authentic and best selves to work, our firm is stronger, and we create greater value for… more
- Morgan Stanley (Washington, DC)
- …plus. Skills Desired: - Depth of knowledge of regulatory requirements as applied to compliance in the investment management industry a plus. - Knowledge and ... **Title:** * Investment Team Governance - Calvert Research - Senior Associate * **Location:** *District of Columbia-Washington DC* **Requisition ID:** *3257716* more
- JPMorgan Chase (Fayetteville, NY)
- … investment solutions to meet their financial needs. As a Private Client Investment Associate in JP Morgan Wealth Management, you will provide client service, ... maintaining a strong commitment to diversity and inclusion. Using a broad investment product and thought leadership platform along with cutting edge digital… more
- Citigroup (Los Angeles, CA)
- …directly affected by the performance of the individual. **Responsibilities:** + The role of the Investment Associate is to provide a wide variety of service and ... The Investment Assoc Sr Analyst is a seasoned professional...business decisions are made, demonstrating particular consideration for the firm 's reputation and safeguarding Citigroup, its clients and assets,… more
- Morgan Stanley (Purchase, NY)
- …to diversifying its workforce (M/F/Disability/Vet). **Job:** **Wealth Management* **Title:** *GIMA Investment Due Diligence Associate - Investing with Impact* ... affluent individuals, businesses, and institutions. These services include brokerage and investment advisory, financial and wealth planning, credit and lending, cash… more
- BlackRock (Wilmington, DE)
- …largest asset manager? Look no further! BlackRock is currently seeking a **Portfolio Compliance Implementation Associate ** to become a member of our team. We ... **About this role** Have a passion for the investment industry and an interest in programming? Are...industry and an interest in programming? Are you a compliance professional who is looking for a rewarding, challenging,… more
- Scotiabank (New York, NY)
- Associate , Healthcare Investment Banking **Requisition ID:** 196536 **Salary Range:** 175,000.00 - 225,000.00 _Please note that the Salary Range shown is a ... to results, in an inclusive and high-performing culture. **_Position_** : Associate , Healthcare Investment Banking **Global Banking and Markets** Global… more