- Mizuho Corporate Bank (New York, NY)
- …assess client structures. + Analytical Competence: Deep understanding of investment advisors ' and fund organizational structures, leveraging expertise to ... experienced, and proactive Vice President to join our KYC Client Onboarding team. This role is critical...and Prime Broker Agreements, while utilizing resources like Investment Advisor Public Disclosure and Edgar sites to… more
- JPMorgan Chase (Los Angeles, CA)
- …activities that touch prospective or existing clients. **Job responsibilities:** + Own the client onboarding and account maintenance for new and existing clients ... customize solutions tailored to clients' specific needs. As a Client Associate in JP Morgan Advisors , you...and procedures + Interface directly with clients and Financial Advisors to make investment recommendations, propose firm… more
- Thrivent Financial (Bismarck, ND)
- …+ Coordinates the transfer of client assets to the firm during new client onboarding , working closely with the operations team. + Develops asset allocation ... existing clients by providing outstanding service. In addition to team and client responsibilities, Service Advisors may have growth and firm responsibilities… more
- TD Bank (Marlton, NJ)
- …you more specific details for this role. **Job Description:** The Private Client Investment Advisor partners with Relationship Manager to provide comprehensive ... (ie, fiduciary vs. suitability) + Partners closely with Private Client Relationship Managers to ascertain potential investment ...May act as primary point of contact for legacy client relationships (ie, Advisors legacy book of… more
- TD Bank (Hartford, CT)
- …this role. **Line of Business:** TD Wealth **Job Description:** The Private Client Investment Advisor partners with Relationship Manager to provide comprehensive ... (ie, fiduciary vs. suitability) + Partners closely with Private Client Relationship Managers to ascertain potential investment ...May act as primary point of contact for legacy client relationships (ie, Advisors legacy book of… more
- Neuberger Berman (New York, NY)
- …and more than 2,800 employees in total-united in their commitment to delivering client outcomes and investment excellence. It is our people who define ... The Onboarding Team is responsible for managing the implementation...responsible for managing the implementation of new products, institutional client mandates, portfolio management teams, and strategic offerings. New… more
- Fifth Third Bank, NA (Sarasota, FL)
- … opportunities and deepen existing client relationships. + Help with onboarding of Investment Executives, Wealth Management Advisors , or Licensed ... II provides office management support for registered securities representatives (eg, Investment Executives, or Wealth Management Advisors ). Responsible and… more
- ADP (Louisville, KY)
- …Social Responsibility. RESPONSIBILITIES: + Project manages work of several internal departments, client , financial advisors and client 's prior recordkeeper ... Implementation Onboarding Specialist Position Description: ADP is hiring an...and communicates conversion status on a regular basis with client , sales and financial advisors . + Drawing… more
- Navy Federal Credit Union (Winchester, VA)
- … Advisors (FAs). To provide information regarding Navy Federal Investment Services (NFIS) products and services to clients/potential clients, third parties ... Overview To provide diverse administrative support to Navy Federal Investment Services (NFIS) phone operations, digital chat, and Financial… more
- Navy Federal Credit Union (Vienna, VA)
- Overview To provide diverse administrative support to Navy Federal Investment Services (NFIS) phone operations, digital chat, and Financial Advisors (FAs). To ... update member files, etc.) + Assist in responding to client inquiries through various media channels; verify Customer Personal...Assist with unsolicited trades + Assist in training and onboarding new NFIS team members + Perform other duties… more