- Stanford Health Care (Palo Alto, CA)
- …Reporting directly to the President and CEO of both SHC and SMCH, the SHC/SMCH Chief Compliance Officer oversees a comprehensive hospital and clinical ... Boards of Directors, and reports administratively to the Stanford Chief Risk Officer for risk oversight and... compliance matters. + Collaborating with the Stanford Chief Risk Officer related to risk oversight… more
- City of New York (New York, NY)
- …and external audit, financial reporting and programmatic fiscal processes to serve as Chief Compliance Officer . The selected candidate for this position ... matters related to fiscal oversight or of agency-wide significance, the Chief Compliance Officer duties and responsibilities will include but not… more
- Akumin (New York, NY)
- …to the company and its subsidiaries and affiliates. Reporting to General Counsel, the Chief Compliance Officer is responsible for all aspects of development, ... The ** Chief Compliance and Privacy Officer ** provides leadership guidance and support on compliance and privacy matters related… more
- CIBC (Chicago, IL)
- …institution based in Toronto, Ontario, Canada. **What You'll Be Doing** The PWM Chief Compliance Officer ("CCO") is responsible for developing, implementing, ... SEC, OCC, and state of Delaware rules and regulations; + **Working** with the US Chief Compliance Officer and the Director of US Compliance Programs to… more
- Institute of Electrical and Electronics Engineers (New York, NY)
- Temporary Executive Assistant to the General Counsel and Chief Compliance Officer - 240171 : N/A Description Job Summary: This temporary position supports ... the General Counsel and Chief Compliance Officer , its Managing Counsels and the Legal and Compliance Department through a variety of tasks that require… more
- BWX Technologies, Inc. (Lynchburg, VA)
- …supporting the PanTeXas, LLC project located in Amarillo, TX. **General Counsel, Chief Compliance Officer , and Assistant Secretary** **PanTeXas Deterrence, ... (statutory, regulatory, contract, and corporate ethics); Serve as the PXD Chief Compliance Officer . + Federal procurement and contract law, including… more
- Neuberger Berman (New York, NY)
- Chief Compliance Officer for over $55 billion complex of funds registered under the Investment Company Act of 1940, covering multiple asset classes and ... least five years' experience in role of senior lawyer with compliance responsibilities, or senior compliance officer (or CCO) for registered funds + Strong… more
- SMBC (New York, NY)
- …benefits to its employees. **Role Description** The successful candidate will serve as the Chief Compliance Officer (CCO) and be responsible for leading all ... components of the compliance program for an investment advisory firm in Manhattan,...near future. The CCO will foster a culture of compliance and ensure local regulatory compliance requirements… more
- Matter Family Office (Dallas, TX)
- …will affect not only you, but others in the organization. YOUR RESPONSIBILITIES: The Chief Compliance Officer position is an opportunity to lead and ... of experience in wealth management industry required, focused on operations and compliance , and possessing a deep understanding of the operational and compliance… more
- Ascendis Pharma (Princeton, NJ)
- …a dynamic workplace for employees to grow and develop their skills. The General Counsel/ Chief Compliance Officer (GC/CCO) will be responsible for legal and ... operations. The GC/CCO will manage and oversee a team of legal and compliance professionals and will be responsible for business conduct in accordance with Ascendis… more