- Thrivent Financial (Salt Lake City, UT)
- …oversees the effectiveness of the Bank 's Compliance Management Systems (CMS). The Chief Compliance & CRA Officer will be a key member of management ... the life they want today-and tomorrow. Job Summary The Chief Compliance & CRA Officer ...This role leads the Bank 's Community Reinvesment Act Program as well as broad Compliance … more
- US Bank (Philadelphia, PA)
- …client and internal requirements. This position will report directly to the USBAM Chief Compliance Officer . **_The role offers a hybrid/flexible schedule, ... responsible for supporting the institutional registered investment adviser Outsourced Chief Investment Officer (OCIO) compliance ...Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE… more
- Needham Bank (Wellesley, MA)
- … compliance , Fair Lending, Community Reinvestment Act (CRA), Bank Secrecy Act , Anti-Money Laundering ( BSA /AML), Office of Foreign Assets Control ... Job Descriptions: Under the direction of the Chief Risk Officer , drives implementation and...Fair Lending Business Plans. + With support of the BSA Officer , oversees Bank -wide … more
- Navy Federal Credit Union (Winchester, VA)
- …+ At the direction of the VP Legal Compliance & Risk, (ie: NFFG Chief Compliance Officer ), work with federal and state regulators on exams, audits, ... and procedures + Respond to requests form the NFFG Chief Compliance Officer and senior...range, based on your experience, location and market position Bank Secrecy Act : Remains cognizant… more
- M&T Bank (Clanton, AL)
- …The Compliance Advisor must understand when situations warrant escalation to the M&T Bank Chief Compliance Officer , Legal, or when other consultation ... **Overview:** The Compliance Advisor in the Compliance Risk...an environment that supports diversity and reflects the M&T Bank brand. + Maintain M&T internal control standards, including… more
- Insight Global (New York, NY)
- …fast-paced environment. The Head of Compliance Technology reports directly to the firms Chief Compliance Officer . We are a company committed to creating ... the critical data and technology functions that power the companies compliance and AML/ BSA /Sanctions program. As a compliance technology executive, you will… more
- US Bank (Charlotte, NC)
- …requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act , the SAFE Act , and/or federal guidelines applicable ... you excel at-all from Day One. **Job Description** The Chief Model Risk Officer is responsible for...Officer is responsible for developing and maintaining the bank 's model risk governance framework and policies, performing model… more
- City National Bank (Los Angeles, CA)
- …operational and credit policies and procedures as well as all regulatory requirements (eg, Bank Secrecy Act , Know Your Client, Community Reinvestment Act ... which exceed assigned authority to SVP, Consumer and Residential Credit Risk, or Chief Credit Officer as appropriate. + Reviews and assesses completeness,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …prevention controls, and applicable regulatory requirements. * The USA Patriot Act , The Bank Secrecy Act , Federal Reserve SR 11-7 and OCC 2011-12 ... implement investigations and initiatives to achieve strategic objectives as defined by the Chief AML Officer . * Plans, assigns, monitors, reviews, evaluates, and… more
- City of Detroit (Detroit, MI)
- …Questions Description Be a Part of the City You Love! The Office of the Chief Financial Officer - Assessors division is accepting applications for an Appraiser ... is an Appraiser Manager in the Office of the Chief Financial Officer (OCFO) of the City...to be accomplished by subordinates including the implementation of BSA Software modules, ERSI applications, and other technological applications… more