- Eclaro (New York, NY)
- … or compliance or risk management experience covering the corporate and investment banking (GCIB) business (eg equity capital markets , debt capital ... Corporate and Investment Banking audit team. Cover audits for businesses such as equity capital markets , debt capital markets , investment banking,… more
- SMBC (New York, NY)
- …benefits to its employees. **Job Summary** The SMBC Nikko Securities Inc., Capital Markets (CM) Business Control Officer (BCO) associate risk and ... the current compensation paid in their geography and the market for similar roles at the time of hire....Control framework. **Scope** The SMBC Nikko Securities Inc., Capital Markets (CM) Business … more
- City National Bank (San Francisco, CA)
- *SENIOR BUSINESS CONTROL MANAGER - CAPITAL MARKETS * WHAT IS THE OPPORTUNITY? The Senior Business Control Manager will report into the Business ... participate in the team that will design, maintain, implement, manage and enhance the capital markets first line risk program for four separate line verticals… more
- Capital One (Mclean, VA)
- Center 2 (19050), United States of America, McLean, Virginia Principal Analyst, Capital Markets and Risk - Liquidity Coverage Ratio (LCR) & Net Stable Funding ... Ratio (NSFR) The Liquidity Risk Management (LRM) team, within Capital One's Capital Markets and...expected to accept applications for a minimum of 5 business days. No agencies please. Capital One… more
- NatWest Markets (Stamford, CT)
- Capital Markets Advisory and Control Room...to ensure the proper operations of the department and the business ._ Join us as a Control Room Officer ... applications: 17/11/2024 Stamford,United States Permanent Full Time \#R-00244245 Share: (https://jobs.natwestgroup.com/jobs/15066543- capital - markets -advisory-and- control -room/apply?tm\_src=0) Our people work differently… more
- Wells Fargo (New York, NY)
- …Wells Fargo is seeking a Lead Control Management Officer to support Capital Markets Technology within the CIO organization for the Commercial and Corporate ... institution. + Prior experience in risk process improvement, standardization and automation of business and control processes, quality assurance and control … more
- Citigroup (New York, NY)
- The Capital Markets Regulatory Engagement Officer will be part of Citi's Global Regulatory Engagement team and report directly to the Capital Markets ... exam management execution and oversight across all of Citi's regulators. The Capital Markets Regulatory Engagement Officer will support Citi's regulatory… more
- Citigroup (Washington, DC)
- …trade association. + Specific subject matter expertise regarding the capital markets regulatory framework and a strong business understanding of the products ... The Capital Markets Regulatory Policy Advisor will...Risk, Finance, Legal, Compliance, Global Government Affairs and Citi's business units - to formulate and advocate for Citi's… more
- Equitable (New York, NY)
- Director of Capital Markets and Funding ( 240000L2 ) **Primary Location** : UNITED STATES-NY-New York **Other Locations** : UNITED STATES-NC-Charlotte ... your potential? **Job Summary** Reporting to the Assistant Treasurer, the Director of Capital Markets and Funding will support Equitable's (EQH) debt and equity… more
- MUFG (New York, NY)
- …a macro level, identifying signs of changing risk levels and/or symptoms of process control breakdowns. + Assess the business ' governance, risk management and ... and assess the effectiveness of the Bank's governance, risk management and control processes. This role includes, but is not limited to, independently owning… more
