- Truist (Charlotte, NC)
- …1st shift (United States of America) **Please review the following job description:** Truist Audit Services Senior Director is responsible for leading the ... Senior Management and ongoing business monitoring activities, the Senior Director oversees the development of a...Director oversees the development of a comprehensive, dynamic audit plan spanning the Wealth business, including… more
- Truist (Atlanta, GA)
- …a leadership representative for Truist Wealth * Engage and participate in senior Wealth leadership meetings and decisions, and offer strategic advice and ... competitive analysis to the Truist Wealth Division Director and...* Ensure that the unit works within the existing audit , compliance and regulatory framework in order to ensure… more
- JPMorgan Chase (New York, NY)
- Wealth Management Investment Risk & Analytics (IR&A) is responsible for review of Global Wealth Management business. IR&A's Client Risk team is responsible for ... of suitability and fiduciary activities, metrics, and control activities for JPM Wealth Management (JPMWM). You will work closely with other Risk Management… more
- Citigroup (Jersey City, NJ)
- …(AML) Risk Management Director for US Retail Brokerage/Broker-Dealer and Consumer Wealth is a senior management level position responsible for establishing ... the AML risk management program for the US broker dealer and consumer wealth business lines, manage a team, utilize in-depth specialty knowledge to identify… more
- Citigroup (New York, NY)
- …that will be accomplished through building internal relationships, especially with senior bankers, to drive deeper relationships with their clients and prospects. ... and client conversion from the Banking division to the Wealth division and from the Wealth division...functions such as Legal, Compliance, Market and Credit Risk, Audit , Finance in order to ensure appropriate governance and… more
- Bank of America (New York, NY)
- …Client Relationship Executive (DCRE) with dual reporting to the Merrill Private Wealth Management Regional Managing Director (RMD). The PWCRM functions as ... the market expenses. The MPWCRM partners closely with the Senior Private Wealth Client Relationship Manager (SPWCRM)...Management + Workforce Planning + Due Diligence + Internal Audit Review + Leadership Development + Recruiting + Risk… more
- Citizens (Johnston, RI)
- …for proactively reviewing, analyzing, and identifying emerging risks, escalating to the Senior Director / Director of First Line Risk where appropriate. ... has an immediate opening for a First Line Risk Senior Manager supporting our Private Wealth Management...risk management support. Qualifications: + 6-8+ years' experience in Wealth Management Risk Management, Audit , or Compliance… more
- Fifth Third Bank, NA (Charlotte, NC)
- …and legislative developments and industry trends. + Conduct interviews and discussions with senior level managers to understand the Wealth and Asset Management ... position is responsible for ensuring policies and procedures for Fifth Third Wealth Advisors, a Registered Investment Advisor are designed specifically to prevent… more
- Manulife (Boston, MA)
- …audit work to complete the project. The Senior Manager reports to the Audit and Advisory Services Sr. Director . Additionally, the Senior Manager has a ... group. We embrace innovative ideas to deliver efficient, effective, and insightful audit results. The Senior Manager is accountable for planning, directing,… more
- Citigroup (New York, NY)
- …partnering with the audit teams responsible for Markets, Services, USPB & Wealth coverage, and also supporting the global QA team across all regions. **Key ... Citi's Internal Audit (IA) division provides independent assessments of the...environment for key stakeholders including the Board of Directors, senior management and Citi's numerous regulators globally. IA is… more