- BlackRock (Wilmington, DE)
- …the world's largest asset manager? Look no further! BlackRock is currently seeking an ** Investment Guidelines Compliance Analyst ** to become a member ... will be primarily responsible for interpreting and analyzing the investment guidelines of our clients and coding...compliance system is Aladdin, where we code the guidelines using BlackRock's proprietary coding language, which is similar… more
- Robert Half Accountemps (Boston, MA)
- Description We are in the process of recruiting a Risk Analyst - Investment Compliance in the banking industry, based in Boston, Massachusetts. This role ... with regulatory restrictions. Responsibilities: * Oversee the monitoring of portfolio investment guidelines , including both pre-trade and post-trade alerts, and… more
- The Hartford (Hartford, CT)
- …help others accomplish theirs, too. Join our team as we help shape the future. Investment Operations Analyst - Trade Operations The Hartford is proud to offer a ... (IBOR) and Accounting (ABOR) Book of Record. The Investment Operations Analyst position will be assigned...value cash and asset transfers in accordance with internal guidelines and with strict protection of clients' confidential banking… more
- CareFirst (Baltimore, MD)
- **Resp & Qualifications** **PURPOSE:** The investment analyst is responsible for analytical support on a variety of investment strategies and products for ... account opening documents for reserve and pension accounts, maintenance and update of investment guidelines , collection and review of SSAE 16?s; SOC1 and… more
- Mizuho Corporate Bank (New York, NY)
- …individual to join our Investment Grade Debt Capital Markets group as an Analyst on team that covers a variety of sectors including Financials, Real Estate and ... Banking Americas Mizuho's Banking Division provides corporate and investment banking coverage, sponsor coverage, advisory and solutions and loan capital… more
- Mizuho Corporate Bank (New York, NY)
- Banking Americas Mizuho's Banking Division provides corporate and investment banking coverage, sponsor coverage, advisory and solutions and loan capital ... mandates and originate idea generation for potential acquisitions, divestitures and investment opportunities. Job Overview: We are currently seeking a highly… more
- Truist (Charlotte, NC)
- …annual client reviews, watchlist management, and amendments/waivers, as well as executing compliance , audit and regulatory guidelines and reviews. The group will ... The group underwrites lead and non-lead opportunities that span from investment grade to sponsor-owned, leveraged transactions and executes amendments, refinancings… more
- The Hartford (Wayne, PA)
- …monitoring tests + Coordinate the review and implementation of new Fund's portfolio compliance matrix and investment guidelines with fund administrator and ... Compliance Analyst - 87LB6E We're determined... Compliance Analyst - 87LB6E We're determined to make a...candidate will be responsible for various aspects of the investment adviser, transfer agency and mutual fund compliance… more
- T. Rowe Price (Baltimore, MD)
- …system, Charles River (CRD), and supports client reporting on these restrictions. The Investment Compliance Senior Analyst collaborates with, and provides ... us and grow your career with us. Role Summary Investment Compliance is a global team responsible...When necessary, liaises with trading, legal, client operations and/or investment personnel by assisting with interpretation of guidelines… more
- Wellington (New York, NY)
- …client's investment guidelines , and coding them into Sentinel, the investment compliance system, + 2) Interacting real-time with investors to evaluate ... ensure Portfolio Managers' investments comply with both regulatory requirements and client investment guidelines . This role offers the successful candidate the… more