- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Description** **Job Summary** **Job Summary** Raymond James Financial Regulatory Reporting team is responsible for filing regulatory reports with the ... individual who will work closely with the Director of Regulatory Reporting to ensure that regulatory...electronic communication, spreadsheets and complex databases **Ability to** * Lead discussions and contribute to team efforts by ensuring… more
- Citigroup (Tampa, FL)
- …projects as well as implementation of new reporting systems. **Responsibilities:** + Lead the review of multiple areas of regulatory filings such as FR ... Analyst position is an integral member of the Global Regulatory Reporting (GRR). This is a high-profile...with financial analysis in order to communicate results to Senior Management and US Regulatory Agencies. +… more
- Citigroup (Tampa, FL)
- Regulatory Execution Senior Lead / Hybrid **About the role:** The Regulatory Execution team is part of ERM Data & Technology Governance function which ... and Regulatory Outcomes **About the role:** The Regulatory Execution Senior Lead will...behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively… more
- Citigroup (Tampa, FL)
- … regulatory examination planning period through formal management response to regulatory supervisory letters. + Establish and lead formal communication ... in this Citi Wealth role will work as a senior leader across the Citi Global Wealth businesses and...across the Citi Global Wealth businesses and functions coordinating regulatory examinations, serving as point person for examinations -… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Reserve Board (FRB) and other regulatory bodies. Establish and manage regulatory reporting governance and control program. Compiles comprehensive reports and ... prepares packages for senior management and executives. Regular contact with ...Responsibilities** * Develop a sustainable operating model for RJF regulatory reporting governance and controls, which includes… more
- Citigroup (Tampa, FL)
- …and finalizing all Governance Reporting deliverables. In addition, the Senior Officer will assist with Regulatory inquiries, and associated governance ... implementation of actions to address root causes which may lead to unintended operational losses or regulatory ...aligned with our risk appetite. The Risk Analytics & Reporting Senior Officer is part of the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …obtained through education and experience to manage and oversee the non-financial regulatory reporting function for Raymond James. The leader will regularly ... regulatory developments and industry best practices to ensure the non-financial regulatory reporting with FINRA, IRS, SEC, remains current and effective. +… more
- Prime Therapeutics (Tallahassee, FL)
- …fuels our passion and drives every decision we make. **Job Posting Title** Senior Compliance Analyst ( Regulatory Compliants & Inquires) - Remote **Job ... Description** The Regulatory Inquiry & Complaints Senior Compliance Analyst...in the implementation of Prime's compliance programs and may lead some initiatives within their designated areas and partners… more
- Citigroup (Tampa, FL)
- The Internal Audit US Regulatory Reporting group's main responsibility is to audit all required US regulatory reports, in order to ensure accuracy, ... completeness and consistency. This group conducts audits of Citigroup level reporting processes and their supporting functions. The Audit Manager is an intermediate… more
- American Express (Sunrise, FL)
- …multiple partners across numerous business units, functional areas, and geographies. **The Senior Analyst, ORM Reporting Framework will:** + Support the creation ... **Description** **You Lead the Way. We've Got Your Back.** With...policies, and procedures are robust, effective, and align with regulatory requirements and best practices. Operational Risk Management is… more