- Citigroup (Tampa, FL)
- The Regulatory Risk Officer Serves as a senior compliance finance risk officer responsible for assessing compliance risks and controls implemented by ... and effectiveness of key controls designed to address compliance risk ; reporting and escalating control issues and...duties may be assigned as required. **Job Family Group:** Risk Management **Job Family:** Regulatory Risk… more
- Citigroup (Tampa, FL)
- This Operations Business Risk and Control Officer role is in the Risk Mitigation and Execution team supporting SMB&IC Core Operations and is a part of ... Issues management, MCA/ control effectiveness and audit/exam performance, EUC management, Regulatory Change Management, and Operational Risk events such as… more
- Citigroup (Tampa, FL)
- The Business Risk and Control Sr Officer I...of work within the team/project. The Regulatory Quality Control team is a central team within Risk , ... principles for Quality Control to review Transformation and Regulatory issues for Risk . **Responsibilities:** + Lead quality control reviews of… more
- Citigroup (Tampa, FL)
- The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field and contributes to directional strategy ... quality, completeness, and accuracy of the implementation of the Control Framework, including Risk Control ...Security Office (CSIS GISO, BISO), Data Privacy Office, Operational Risk Management Office, CSIS Data Governance Officer ,… more
- Citigroup (Tampa, FL)
- **Overview:** The **Business Risk & Control Officer - VP** is a strategic professional who stays abreast of developments within own field and contributes to ... monitoring remediation actions to ensure appropriate actions are taken to mitigate control weaknesses. + Conducting deep-dives and Targeted Risk Assessments of… more
- Citigroup (Tampa, FL)
- Job Description The Business Risk and Control Officer will have responsibility for overseeing the quality of documentation and artifacts which evidence the ... completeness and accuracy of work done to complete audit, regulatory , first and second line issues as they go...and oversees the application of firmwide policies and procedures, control standards, operational risk policies, technology and… more
- Citigroup (Tampa, FL)
- …and cyber risks are managed, mitigated, and aligned with our risk appetite. The Risk Analytics & Reporting Senior Officer is part of the Risk Analytics ... in presentation design, executive messaging, reporting, analytics, and project management. The Risk Analytics & Reporting Senior Officer will be responsible for… more
- Citigroup (Tampa, FL)
- …party relationship across all stages of control oversight. The Broker Dealer Risk Officer will work in concert with business operations and technology teams, ... The Broker Dealer Risk Officer is responsible for the...family. **Responsibilities:** + Responsible for managing and supporting multiple risk and control programs for the organization… more
- Citigroup (Tampa, FL)
- The **Compliance Risk Management Officer , VP** serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for ... identified and addressed. + Investigating and responding to compliance risk issues. Investigating regulatory inquiries, preparing required...**Qualifications:** + 5 - 8 years of experience in Risk and Control and/or Compliance + Knowledge… more
- Morgan Stanley (Miami, FL)
- …negative news processes, among others, for Morgan Stanley. Responsibilities: The Financial Crimes Risk Officer AVP is responsible for assisting in the execution ... applicable MS' policies, standards, and procedures. The Financial Crimes risk officer AVP will: > Ensure first...and the review, identification of enhancements and execution of control testing as part of the Risk … more