- Citigroup (Tampa, FL)
- …reported issues. Key Activities include: + Developing, implementing, and executing compliance testing , continuous assurance, and reporting programs within an ... assigned region in accordance with the Compliance Testing (CT) Plan. + Participating in...compliance , legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or… more
- Morgan Stanley (Tampa, FL)
- …sponsored benefit programs. **Job:** **Wealth Management* **Title:** * Financial Crimes Program Design: Architecture Implementation & Independent Testing - ... oversight, design, implementation, and maintenance of allfirst line of defense financial crimes activities including defining risk mitigant strategies, adherence… more
- Morgan Stanley (Miami, FL)
- …sponsored benefit programs. **Job:** **Wealth Management* **Title:** * Financial Crimes Program Design: Architecture Implementation & Independent Testing - ... design, implementation, and maintenance of all first line of defense financial crimes activities including defining risk mitigant strategies, adherence… more
- Bank of America (Jacksonville, FL)
- Global Financial Crimes Compliance (GFCC) Investigator - Brokerage Charlotte, North Carolina;Jersey City, New Jersey; New York, New York; Pennington, New ... and acting as the liaison to Law Enforcement as required. The Global Financial Crimes Compliance (GFCC) Investigator performs end-to-end investigations… more
- MUFG (Tampa, FL)
- …assisting in the testing execution for internal audits led by the Financial Crimes and Compliance audit teams. **Major Responsibilities:** + Maintain ... details. **Job Summary:** The Auditor II role within the Internal Audit Financial Crimes & Compliance Issues Management function is responsible for… more
- Bank of America (Jacksonville, FL)
- …ensure they are addressed appropriately **Required Qualifications** + 10 or more years experience in Financial Crimes Compliance or related roles + Risk or ... compliance , policy, operational/fraud risk management requirements. The Global Financial Crimes (GFC) Regulatory Inventory and Change Management Manager… more
- Morgan Stanley (Miami, FL)
- …lifestyles, perspectives, and needs is an important part of our culture. First Line Financial Crimes Risk supports the business in effectively managing its ... and operational change. The WM, IM and US Banks Financial Crimes Risk Team is embedded within...testing activities related to the remediation of audit, testing , and regulatory findings that impact first-line financial… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …limited direction with a high level of autonomy, the Vice President of Financial Crimes Analytics will support the development, optimization, and ongoing ... maintenance of Raymond James Financial Crimes Management (FCM) models, data visualizations...process re-engineering activities. * Interact with C-level/executives, business and compliance partners and financial advisors. * Coaches… more
- Morgan Stanley (Miami, FL)
- … Financial Crimes risk officer AVP will: > Ensure first line compliance with all relevant Financial Crimes policies, standards, procedures and ... to learn, achieve, and grow. Department Profile: The WM Financial Crimes Risk Team is embedded within...the review, identification of enhancements and execution of control testing as part of the Risk and Control Self-Assessment… more
- Morgan Stanley (Miami, FL)
- …control and remediate money laundering and reputational risk issues with partners in Global Financial Crimes , Compliance and the Business Units. * Manage the ... The Financial Crimes Policy & Strategic Initiatives...implementation of the new programs requirements to ensure regulatory compliance and effective execution. Focused on enhanced control environment,… more