- Citigroup (Tampa, FL)
- …processes, eg Regional Enterprise wide and Horizontal risk assessments, self- assessment , internal audit or compliance assurance reviews. Supporting efforts ... Serves as a senior compliance risk officer for Independent ...regulatory requirements that Citi must comply with; assessing related sanctions risk exposure, overseeing the quality of… more
- Citigroup (Tampa, FL)
- …a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment (CIA) team responsible for ... of Citi's compliance risks; performing independent testing activities to address compliance risk ; reporting and escalating control issues and any violations… more
- TD Bank (Jacksonville, FL)
- …and/or compliance assurance and testing + Provides/Executes skilled AML/ATF/ Sanctions /ABAC research, risk assessment , reporting and/or analytical ... and self- assessment activities for designated business using TD's enterprise AML/ATF/ Sanctions /ABAC risk assessment framework + Ensures that assessments… more
- TD Bank (Jacksonville, FL)
- …standards and processes related to AML/ATF/ Sanctions /ABAC + Provides oversight on risk assessment processes as required + Protects the interests of the ... UK, and other applicable sanctions laws and regulations. + Relevant OFAC/ Sanctions compliance knowledge and experience required in payments processing space… more
- Citigroup (Tampa, FL)
- …Financial Crimes Program in partnership with multiple functions such as Compliance , Operations, Technology, Risk , Audit, and multiple stakeholders at ... robust plans to execute the Thematic Issue Review process and resulting Horizontal Assessment reviews across risk stripes, LOB, and channels. + Leverage Manager… more
- Citigroup (Tampa, FL)
- The AML Program Assessment (PA) team acts as the key AML contact for the Treasury & Trade Solutions businesses for Foreign Correspondent Banks (FCB) and P ... management, identification and escalation (where required) of AML risk as related to our FCB& PI client's AML...understanding of key AML and reputational risks, including PEPs, Sanctions , AB&C. . Understanding of cash management products and… more
- Wabtec Corporation (Tallahassee, FL)
- …periodic assessment of procedures, policies, and practices to address export and sanctions compliance risk across Wabtec business units. + Collaborate ... Compliance team, you will be responsible for ensuring compliance with all relevant export control, sanctions ,...requirements into business operations. + Develop and maintain a risk assessment plan in collaboration with internal… more
- Citigroup (Tampa, FL)
- …identify any significant changes in relationship to trigger update of Risk Assessment + Verify third party's compliance to required policies and controls + ... + Assist management in exercising control over Operational and Compliance Risk in accordance with established Policy...+ Complete or provide advice to BAO on the Risk Assessment for third party and reevaluate… more
- American Express (Sunrise, FL)
- … assessment capability, aligned to global and US expectations, that supplements risk assessment activities. This role will build a team and establish ... and execution of controls. The role will align closely to enterprise-level financial crimes risk assessment in terms of informing inherent risk and… more
- Citigroup (Jacksonville, FL)
- …a comprehensive understanding of multiple areas of Operational and Compliance Risk Management, specifically Manager Control Assessment (MCA) and how they ... the facilitation of the execution of the Manager Control Assessment (MCA, ie Risk & Control Self-...a process (QA). + Exercise control over Operational and Compliance Risk in accordance with established Policy… more