- Charles Schwab (Maitland, FL)
- …Strategy teams. Additionally, they provide specialized products to meet income generation, risk mitigation, and liquidity needs. As a Senior Regional Manager ... teams. The Wealth Strategies Consulting Group addresses complex wealth management needs of clients through our Planning and Wealth...and values your contributions, consider a career as a Senior Regional Manager. What you have What you are… more
- Citigroup (Tampa, FL)
- The Compliance Risk Management Senior Analyst, Assistant Vice President serves as a senior compliance risk analyst for Independent ... Compliance Risk Management (ICRM) responsible for Financial Planning and Analysis, Annual...for optimization and perform ad-hoc financial analytics to facilitate senior management decision making. + Manage annual… more
- Citigroup (Miami, FL)
- The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures ... and practices. **Responsibilities:** + Execute and implement firm-wide AML risk management policy and strategic direction +...to Wealth (Private Banking, Trust, etc.) and activities to senior management . **Job Family Group:** Compliance… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …compliance activities are commensurate with the level of risk . * Informs Senior Compliance Management about issues that may involve rule violations or ... education and experience to support the operation of all compliance functions covering the Financial Holding Company requirements that...on firm level projects and/or initiatives. * May make risk -based recommendations to Senior Management … more
- USAA (Tampa, FL)
- …of what makes us so special! **The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Senior Analyst to work a ... and procedures. The Enterprise Compliance and Operational Risk Testing (ECORT) Senior Analyst supports the...Shown ability to communicate effectively at all levels of management . + Experience with Microsoft Office tools to include… more
- MetLife (Tampa, FL)
- …The Senior Auditor is responsible for performing audits of financial, operational, and compliance risk management as well as legal management ... and internal controls. We are looking for a Senior Auditor who would be excited to join a...in model risk , operational risk , compliance risk , or legal management … more
- USAA (Tampa, FL)
- …**The Opportunity** We are seeking a dedicated Enterprise Compliance and Operational Risk Testing Analyst Senior -CFO to work a hybrid schedule from one of ... and procedures. The enterprise Compliance and Operational Risk Testing (ECORT) Analyst Senior supports the...track record of communicating effectively at all levels of management . + Proficiency in Excel, Word, and PowerPoint. **What… more
- TD Bank (Jacksonville, FL)
- …provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager, AML Financial ... of AML/ATF/Sanctions/ABAC Compliance programs + Works with senior business unit management /partners to develop proactive...and assesses potential impacts + Maintains a culture of risk management and control, supported by effective… more
- TD Bank (Jacksonville, FL)
- …provide you more specific details for this role. **Line of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager, AML Financial ... a related field, preferred + 10+ years of experience in AML investigations, financial crime risk management , or a related field + Strong leadership and team … more
- Citigroup (Tampa, FL)
- …is preferred **Qualifications** : + 10+ years of experience in Risk Management + Knowledge of Internal Audit or Compliance methodologies and approaches + ... Risk Management Independent Assurance (RMIA) is...procedures, and properly remediate any identified deficiencies. The RMIA Senior Officer works closely with the RMIA Lead to… more
