- JPMorgan Chase (Tampa, FL)
- …box, challenging the status quo and striving to be best-in-class. As a Compliance - Monitoring and Testing Senior Officer - Senior Associate in our ... executed by the lines of business and corporate functions through Monitoring activities and Testing activities to validate compliance with internal policies… more
- Citigroup (Tampa, FL)
- …implemented by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based monitoring of Citi's compliance risks ... Serves as a senior compliance risk analyst for Independent...address reported issues. **Responsibilities:** + Develops, implements, and executes compliance monitoring procedures in accordance with the… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …to support the firm's compliance monitoring program. Delivers comprehensive Compliance monitoring and testing program reports to Compliance ... in accordance with the program requirements. * Informs Senior Compliance Management about issues that may...and maintenance of the inventory of assurance reports, including compliance testing and monitoring program… more
- USAA (Tampa, FL)
- …other. Come be a part of what makes us so special! **The Opportunity** As a ** Senior Business Risk and Controls IT** **Front Line Control Testing Advisor** , you ... lines of business under USAA's Chief Financial Office. You will collaborate with Compliance and Risk Management, as well as Business Operations, IT, Audit Services,… more
- Citigroup (Tampa, FL)
- …controls implemented by Citi's first and second line of defense. The Compliance Testing Sr. Analyst performs risk-based monitoring and testing of Citi's ... Serves as a senior compliance risk analyst for Independent...address reported issues. **Responsibilities:** + Develop, implement, and execute compliance monitoring and testing , continuous… more
- Citigroup (Tampa, FL)
- Serves as a senior compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Testing - Branch Examinations team ... Plan. + Performs compliance controls testing , transactional testing , or compliance controls monitoring activities based on the pre-defined testing… more
- TD Bank (Fort Lauderdale, FL)
- …process for development of department monitoring plan and participates in routine monitoring plan meetings. The Senior Compliance Group Manager supports ... **Line of Business:** Compliance **Job Description:** **Department Overview:** The Senior Compliance Group Manager - Collections will have compliance… more
- Citigroup (Tampa, FL)
- …a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance ... Serves as a senior function/business/product compliance risk officer for...inquiries and internal and external investigations, as well as testing and audit. + Designing and lead compliance… more
- NextEra Energy (Palm Beach Gardens, FL)
- …team today. **Position Specific Description** The Power Generation Division (PGD) Senior Compliance Technical Specialist will support the NERC Operations ... ** Senior PGD Compliance Technical Specialist** **Date:**...+ Implement and maintain tools and systems for continuous compliance monitoring and reporting. + Coordinate and… more
- KPMG (Tampa, FL)
- **Business Title:** Senior Associate, Corporate Compliance and Transformation Services/LATAM **Requisition Number:** 119408 - 27 **Function:** Tax Services ... future, and what we stand for as a firm KPMG is currently seeking a Senior Associate to join our GCMS - The Center of Excellence for Latin America… more